1
!"#$%&'()*')+#,+-./#$-0.'#
#
1)0+#2)'3#4%)5+0+-+0%)67#1).'(80))0)95#
Fundamental*Principles*of*Democracy**
:0(';+#:'*%;(6;/*–*citizens*meet*and*vote*directly*on*government*decisions**
<'8('5')+6+0&'#:'*%;(6;/#=<'8->70;?#–*citizens*choose*officials*who*make*
decisions*on*government*policy*
@69)6#46(+6*(1215)*–*the*first*ever*attempt*to*limit*the*power*of*the*British*
King,*guaranteed*all*people*certain*rights*
Enlightenment*Philosophers*–A%;B'#and*<%-55'6-*
o ,%;067#4%)+(6;+#CD'%(/*–*principle*that*people*enter*into*a*social*contract*
with*the*government*and*allow*to*be*ruled**
o 4%)5')+#%E#+D'#$%&'()'.#F#principle*that*there*are*no*supreme*rulers,*all*
rulers*depend*on*the*approval*of*the*people,*when*governments*fail*to*
protect*rights*the*people*have*the*right*to*change*the*government*
o G6+-(67#<09D+5#F#principle*that*all*people*are*born*with*certain*rights:*life,*
liberty,*and*property*(Jefferson*changes*property*into*pursuit*of*
happiness**
:';76(6+0%)#%E#H).'8').');'*–*Thomas*Jefferson’s*document*built*on*principles*
of*“life,*liberty,*and*the*pursuit*of*happiness”*consent*of*the*governed,*and*social*
contract*theory.*It*also*justified*American*revolution*against*England*
4%**%)#$%%.#F#Belief*in*doing*what’s*best*for*the*nation*overall*
Popular*Sovereignty#F#Belief*that*the*ultimate*authority*rests*with*the*people*
Majority*Rule#F#Belief*that*government*is*run*based*on*the*will*of*the*majority*
The*First*Government*–*!(+0;7'5#%E#4%)E'.'(6+0%)#
Weak*association*of*states*(states*very*independent)*
No*central*executive*power*
No*federal*power*to*tax*citizens*directly*
Federal*government*could*raise*an*army,*(but*not*pay*for*it),*print*money,*
declare*war,*and*run*the*post*office*
9*out*of*13*states*were*required*to*vote*to*pass*a*law*
With*no*strong*central*government*supervision,*states*could*get*away*with*
taxing*and*printing*money,*and*making*foreign*treaties,**
,D6/5I#<'>'770%)*–*Farmer*rebellion*in*Massachusetts*1786]1787*protesting*
mortgage*foreclosures*and*terrible*economy.**Rebellion*represented*how*weak*
the*central*government*was,*and*terrified*many*Americans**
Constitutional*Debate*
Constitutional*Convention*meets*in*Philadelphia,*1787*to*write*new*constitution*
All*delegates*supported*<'8('5')+6+0&'#:'*%;(6;/#=<'8->70;?*–*democracy*
where*people*elect*representatives*who*pass*laws*
Supported*three*branches*–*executive,*legislative,*and*judicial*
2
Serious*debate*between*Federalists*vs.*Anti]Federalists,*North*vs.*South,*Big*
States*vs.*Small*States*over*new*government**
North]South*Compromises*–*JKL#4%*8(%*05'*counted*slaves*as*3/5*of*a*person*
to*give*the*south*more*representatives*
4%))';+0;-+#4%*8(%*05'*–*(M0;6*'(6705*?#–*Established*two*equal*bodies*
(House*of*Representatives*and*Senate)*one*based*on*population,*one*giving*all*
states*equal*representation.**This*was*a*compromise*between*big*states*(N0(90)06#
"76))*and*small*states*(G'O#P'(5'/#"76))*over*the*format*of*the*Congress*
Q'.'(6705+5*(Hamilton,*Madison)*supported*the*Constitution*because*it*gave*
power*to*a*strong*central*government.*!)+0RE'.'(6705+5*opposed*the*constitution*
because*they*thought*the*national*government*would*become*tyrannical*and*
take*power*away*from*the*states*
Q'.'(6705+#"68'(5#F#articles*written*by*Madison,*Hamilton,*and*Jay*arguing*for*
the*constitution*
o Q'.'(6705+#"68'(#STU#F*written*by*Madison,*discusses*importance*of*
factions,*factions*are*inevitable,*but*factions*are*best*handled*by*a*large*
republic.*
o Q'.'(6705+#"68'(#SLT#F*written*by*Madison,*discusses*importance*of*
checks*and*balances*and*the*separation*of*powers*in*the*constitution*
Weaknesses*in*the*Articles*of*
Confederation*
How*the*Constitution*Fixed*these*
Problems*
Congress*could*not*tax,*it*relied*on*
contributions*from*states*
National*government*had*power*to*tax*
directly*
Congress*couldn’t*regulate*interstate*
trade*
H)+'(5+6+'#4%**'(;'#476-5'*gives*
Congress*interstate*regulatory*power*
No*chief*executive*to*enforce*the*law*
Article*II*creates*president*who*enforces*
the*law*
No*national*judiciary*to*handle*state*
fights*
Article*III*creates*,-8('*'#4%-(+**
Each*state*was*given*only*one*vote*
Bicameral*legislature*represents*states*
both*by*population,*and*equality*
The*Constitution*of*the*United*States*of*America*
Article*I*–Legislative*Branch*
Article*II*–Executive*Branch*
Article*III*–Judicial*Branch*
Article*IV*–*Interstate*relations*
Article*V*–*Amendment*process**
,'86(6+0%)#%E#"%O'(5*–*Each*of*the*three*branches*has*its*own*power*and*
independence*
1. Legislative*Branch*–*Passes*laws*
2. Executive*Branch*–*Executes*laws*
3. Judicial*Branch*–*Interprets*laws*(this*power*comes*from*Supreme*
Court*Case*@6(>-(/#&5V#@6.05%)*–*set*dogma*of*judicial*review,*
3
where*the*Supreme*Court*may*rule*an*act*of*the*President*or*
Congress*unconstitutional)*
4D';B5#6).#M676);'5#F#Each*branch*has*some*power*over*the*others,*but*retains*
independence:*
Legislative*
Executive*
Approves*budget*
Passes*laws**
Can*override*veto*
Can*impeach*
president,*judges*
Approves*
appointments*and*
treaties*
Confirms*judges*and*
cabinet*
appointments*
Can*propose*laws*
Can*veto*laws*
Can*call*special*
sessions*of*congress*
Can*appeal*to*public*
Appoints*officials*
and*judges*
Can*pardon*
convicted*felons*
Q'.'(6705*#F#Separation*between*powers*of*the*Federal,*State,*and*Local*
governments*
4%)E'.'(6;/#F*System*of*government*in*which*the*central*government*is*very*
weak,*and*most*of*the*true*power*lies*in*individual*states*
1)0+6(/#,/5+'*#F*System*of*government*in*which*the*central*government*is*
extremely*powerful,*and*individual*states*have*few*powers*
Dual*Federalism,*aka*“Layer*Cake”*Federalism*(1789]1932)*–*Belief*that*the*state*
and*national*governments*are*supreme*within*their*own*sphere*of*influence*
Cooperative*Federalism,*aka*“Marble*Cake”*Federalism*–*sharing*powers*
between*state*and*federal*governments*
Q05;67#Q'.'(6705*#F#government’s*patterns*of*spending,*taxing,*and*providing*
grants*to*influence*state*and*local*governments*
o $(6)+5R0)R60.#F#money*given*from*the*federal*government*to*the*states*
o 46+'9%(0;67#9(6)+5#F*federal*grants*for*specific*purposes*(building*an*
airport)*
o M7%;B#9(6)+5#F*broad*grants*from*the*federal*government*that*give*
local/state*governments*a*lot*of*freedom*to*spend*money*as*they*please*
without*many*strings*attached.**The*W'7E6('#<'E%(*#!;+*of*1996*began*
transferring*more*authority*back*to*the*states*through*block*grants**
o <'&')-'#5D6(0)9#F*federal*sharing*of*a*fixed*percentage*of*its*revenue*
with*the*states*
o @6).6+'5#F*terms*set*by*the*federal*government*that*states*must*meet*
if*they*accept*federal*grants*
:'&%7-+0%)#F*process*of*returning*power*to*the*states,*this*began*during*G'O#
Q'.'(6705**under*presidents*Nixon,*Reagan,*and*Bush*
Q'.'(67#"%O'(5#F#Express,*Implied,*and*Inherent*powers*:*
4
1. Express*powers*–*powers*listed*(enumerated)*in*the*constitution*for*
the*Federal*government:*go*to*war,*raise*an*army,*regulate*interstate*
and*foreign*commerce,*establish*post*offices*
XV Implied*powers*–*Based*on*)';'556(/#6).#8(%8'(#;76-5'#='765+0;#
;76-5'?#–*gives*congress*flexibility*to*make*laws*necessary*and*proper*
for*carrying*out*express*powers,*upheld*in*@;4-77%;D#&V#@6(/76).#
3. Inherent*powers*–*powers*dealing*with*foreign*policy*not*in*
constitution,*but*given*to*federal*government*
Federal*Powers*
(Expressed,*Implied,*
Inherent)*
Federal*and*State*Powers*
(Concurrent)**
State*Powers*(Reserved)*
Regulate*interstate*
commerce*
Coin/print*money*
Provide*army*
Declare*war*
Establish*federal*
courts*
Set*foreign*policy*
Make*all*laws*
“necessary*and*
proper”*
Levy*taxes*
Spend*for*general*
welfare*
Enact*and*enforce*
laws*
*
Regulate*intrastate*
commerce*
Establish*local*
governments*
Establish*public*
schools*
Administer*
elections*
Establish*licensing*
requirements**
*
*
:')0'.#"%O'(5#F#Powers*explicitly*denied*to*government:*
o suspending*O(0+#%E#D6>'65#;%(8-5*(being*imprisoned*without*formal*
accusation)*
o passing*>0775#%E#6++60).'(:*laws*that*declare*a*person*to*be*guilty*
o 'Y#8%5+#E6;+%#76O5:*“after*the*fact,”*laws*that*make*an*act*illegal*after*it*
was*performed*
4%);-((')+#"%O'(5#=shared*by*Federal*and*State*governments)*–*power*to*tax*
and*spend,*establish*courts,*make*laws*
<'5'(&'.#+%#,+6+'5#=TU
+D
#6*').*')+?#F#any*power*not*denied*nor*given*to*
federal*government*is*reserved*for*state*governments*(create*local*
governments)*
,-8('*6;/#476-5'#F#Federal*law*is*superior*to*state*law.*This*came*out*of*the*
court*case*@;4-77%;D#&5V#@6(/76).,*in*which*there*was*debate*as*to*whether*or*
not*the*Bank*of*the*United*States*had*to*pay*Maryland*state*taxes.**The*Supreme*
Court*ruled*that*because*the*Bank*of*the*US*was*NATIONAL*it*did*not*have*to*
follow*Maryland*STATE*law.**This*ruling*overturned*the*idea*of*)-770E0;6+0%)*by*
which*states*could*override*federal*law*
H)+'(5+6+'#4%**'(;'#476-5'*–*Gives*Federal*Government*authority*to*regulate*
all*of*interstate*commerce.**This*clause*gives*the*federal*government*authority*
5
to*regulate*businesses*that*go*between*state*lines,*and*justifies*many*federal*
laws*(Civil*Rights*Act)*
C6B'#46('#476-5'#–*president*must*enforce*ALL*laws*passed*by*congress**
Q-77#Q60+D#6).#4('.0+*–*states*must*honor*laws*and*court*rulings*of*other*states*
"(0&07'9'5#6).#H**-)0+0'5#–*requires*states*to*extend*same*privileges*and*
immunities*to*all*citizens*(even*of*other*states)*
M077#%E#<09D+5#–*First*10*amendments*to*the*Constitution*that*guarantees*
individual*and*states’*rights.**This*was*a*concession*the*federalists*made*to*the*
anti]federalists*to*ensure*constitution*would*be*ratified*
o !*').*')+#T*–**freedom*of*speech,*assembly,*petition,*religion,*press*
o !*').*')+#X#F#*right*to*bear*arms*
o !*').*')+#Z#F#no*unreasonable*searches*and*seizures*
o !*').*')+#L#F#right*to*a*trial,*no*double*jeopardy,*individuals*are*not*
required*to*testify*against*themselves*
o !*').*')+#[#F#right*to*a*speedy,*public,*and*impartial*trial*with*lawyer*
o !*').*')+#\#F#no*excessive*bails*or*fines,*no*cruel*and*unusual*policies*
o !*').*')+#TU#F*powers*not*given*to*the*federal*government*or*denied*
of*the*states*are*reserved*to*the*states*(states*rights)*
]%O#+%#!*').#+D'#4%)5+0+-+0%)#
1. 2/3*of*congress*propose*amendmentà3/4*of*states*ratify*it*
2. State*convention*called*by*2/3*of*states*propose*amendmentsà3/4*of*
states*ratify*(this*method*has*only*been*used*once,*21
st
*amendment)*
1)0+#CO%3#"%70+0;67#4-7+-('^#M'70'E5^#6).#M'D6&0%(5#
!7'Y05#.'#C%;_-'&077'#F#Frenchmen*who*visited*America*in*the*1800's*and*
described*the*young*democracy*he*saw*
"%70+0;67#4-7+-('#F*a*coherent*way*of*thinking*about*how*politics*and*the*
government*ought*to*be*carried*out*
o Americans*tend*to*support*free*enterprise*with*some*limits*
o Americans*tend*to*be*committed*to*individual*responsibility*and*
economic*individualism*
o Americans*believe*strongly*in*equality*of*opportunity,*NOT*result*
o Americans*tend*to*be*particularly*patriotic*and*aware*of*their*rights*
o Religion*tends*to*play*a*very*influential*role*in*determining*an*
individual’s*political*views*
"%70+0;67#,%;0670`6+0%)#F#manner*in*which*people*develop*their*political*views*
(family,*friends,*media,*current*government,*education)*
H.'%7%90'5##
1. Liberal*–*large*federal*government*involvement*needed*to*provide*for*the*
people*(welfare,*new*deal,*great*society)*
2. Socialist*–*belief*in*an*extremely*powerful*state*to*protect*people*
3. Conservative*–*belief*that*limited*government*is*necessary*to*grow*strong*
economy,*very*pro]business*anti]regulation*
6
4. Libertarianism*–*belief*in*very*small*government*and*extreme*focus*on*
individual*and*business*rights,*no*regulation*of*industry*
People*may*be*liberals/conservatives*either*economically*or*socially.**
:'*%9(68D0;5#F#characteristics*of*population*on*income,*education,*race,*
gender*
:'*%9(68D0;5*+(').5#F#changes*in*the*way*people*of*a*certain*socio]economic*
background*vote*(politicians*follow*these*very*closely)*
o Who*votes?*Whites*vote*more*than*blacks.*Rich*vote*more*than*poor.*
Women*vote*more*than*men.*Old*vote*more*than*young.*Educated*
vote*more*than*uneducated.*
o Women,*blacks,*Hispanics,*young*people,*blue*collar*workers*vote*
liberal.*Men,*wealthy*whites,*religious*people,*rural*people*vote*
conservative*
CD'#4')5-5#F*Every*10*years*a*count*of*the*total*population,*different*ethnic*
groups,*religions,*and*how*people*vote*
<'.05+(0;+0)9*–*after*every*census*the*congressional*districts*are*redrawn*based*
on*population*
<'688%(+0%)*')+#–*state*legislatures*reapportion*(resize)*state*congressional*
districts*after*every*census*
$'((/*6).'(0)9#F*The*practice*of*redistricting*in*order*to*benefit*a*specific*party*
by*drawing*districts*based*on*the*demo*of*their*residents*(Baker&v.&Carr*and*
Shaw&v.&Reno*were*court*cases*in*which*the*supreme*court*ruled*that*
gerrymandering*was*unconstitutional)*
N%+0)9#M'D6&0%(*–*Since*1960*voting*turnout*has*greatly*decreased*because*of*
the*very*difficult*process*of*voter*registration.**People*vote*because*of*the*party*
of*the*candidate,*on*basis*of*candidate,*and*on*basis*of*issues*
"6(+/#H.')+0E0;6+0%)#–*when*people*identify*with*a*political*party*based*on*issues*
"%70+0;67#aEE0;6;/#F#belief*that*you*can*participate*in*politics,*or*that*government*
will*respond*(my*vote*counts)*
40&0;#:-+/#F*belief*that*one*has*an*obligation*to*participate*in*civic*and*political*
affairs**
Types*of*Elections*
$')'(67#'7';+0%)5#F#held*every*four*years*in*which*president*is*elected*
"(0*6(/#'7';+0%)5#F#a*political*party’s*elections*to*determine*nominee*for*
general*election*
1. Open*primaries*–*people*from*either*party*can*vote*(must*choose*to*
vote*for*either*democrats*or*republicans)*
2. Closed*primaries*–*people*can*only*vote*if*they*are*a*registered*
member*of*the*party*
46-;-5'5#F#candidate*nomination*process*in*which*party*members*meet*to*
discuss*and*decide*on*candidate*
Many*people*think*primary*season*is*too*long,*and*we*should*have*one*national*
primary,*or*a*much*shorter*season*
7
Changes*to*System*of*Checks*and*Balances*
<'E'(').-*#F#people*vote*on*whether*or*not*to*accept*a*law*passed*by*state*
legislature,*or*a*proposed*amendment*to*the*state*constitution*
H)0+06+0&'#F*people*vote*on*laws*and*constitutional*amendments*within*state*
(direct*democracy)*
<';677#F*voters*remove*elected*officials*
1)0+#CD(''3#"%70+0;67#"6(+0'5^#H)+'('5+#$(%-85^#6).#@655#@'.06#
Linkage*Organizations*–*organizations*that*link*the*people*with*government*
Political*Parties*
Congressional*elections*use*winner]take]all*systems*in*which*the*winner*of*a*
plurality*wins*(50)97'R*'*>'(#.05+(0;+?#
Because*of*the*winner]take]all*system,*we*have*a*+O%#86(+/#5/5+'*#
CD0(.#86(+0'5#F#represent*specific*ideological*positions,*sometimes*can*serve*as*
“spoilers”*but*rarely*make*much*of*an*impact*
Parties*help*organize*the*government,*organize*election*process,*fundraise,*hold*
)6+0%)67#;%)&')+0%)*and*form*party*platform,*educate*voters,*and*get*out*the*
vote*
Before*primary*system,*party*leaders*actually*chose*the*candidates*
Parties*are*expected*to*be*“loyal*opposition”*when*other*party*is*in*power*
Typically*we*have*:0&0.'.#$%&'()*')+*–*one*party*controls*white*house,*other*
controls*congress*
Parties*have*a*national*leadership,*but*local*chapters*have*a*lot*of*power*
<'6709)*')+*–*major*change*in*the*core*members/beliefs*of*a*political*party]*
either*one*major*party*is*replaced*by*another,*or*the*two*major*parties*
completely*change*viewpoints*
:'6709)*')+#F#when*people*abandon*parties*and*become*independents**
"6(+/#6;+0&05+5*promote*certain*policies,*candidates,*and*ideologies*
Elections*
Presidents*are*elected*by*the*'7';+%(67#;%77'9'#
The*US*public*does*not*vote*directly*for*the*president,*instead*they*vote*in*
statewide*elections*for*electors.**These*electors*then*vote*directly*for*the*
president*and*vice*president*
States*have*electoral*votes*equal*to*number*of*senators*+*number*of*
representatives*
If*candidate*wins*the*plurality*of*popular*vote*in*state*he*gets*all*the*electoral*
votes*(two*exceptions*–*Maine,*Nebraska)*
Majority*of*total*electoral*votes*is*needed*to*become*president,*if*no*candidate*
has*a*majority,*the*house*votes*
It*is*possible*to*win*popular*vote*but*lose*electoral*vote*(Gore)*
Many*people*suggest*using*a*popular*vote*to*decide*president,*or*using*the*
proportional*system*used*by*Maine*and*Nebraska*
In*senate*elections,*total*state*votes*for*2*senators*
8
In*house*elections,*each*district*has*a*single*representative,*and*the*candidate*
with*a**plurality*winsà2*party*system*(its*harder*for*3
rd
*parties*to*get*
represented)*
Throughout*American*history*there*have*been*many*changes*to*who*can*vote:*
o Elimination*of*race*requirement*(TL
+D
#6*').*')+)*
o Direct*election*of*senators*(Tb
+D
#6*').*')+?*
o Women*allowed*to*vote**(Tc
+D
#6*').*')+?#
o Elimination*of*laws*that*discriminated*against*blacks*from*various*civil*
rights*acts*like*the*&%+0)9#(09D+5#6;+*(grandfather*clause,*literacy*tests,*
white*primaries)*
o Allowing*DC*residents*to*vote*(23
rd
*amendment)*
o Elimination*of*poll*tax*(24
th
*amendment)*
o Lowering*voting*age*to*18*(26
th
*amendment)*
Influencing*Elections*
H)+'('5+#$(%-8#F#a*collection*of*people*who*share*a*common*interest*or*attitude,*
and*seek*to*influence*government.**These*groups*use*fundraising*and*lobbying*to*
influence*the*political*process.**Interest*groups*can*be*unions,*government*
groups,*businesses,*think]tanks,*or*ideological*groups*
"%70+0;67#!;+0%)#4%**0++''5#="!45?*–*form*financial*branch*of*interest*groups*
(donate*to*candidates)*
H(%)#+(06)97'*–*close*relationship*between*interest*groups,*congress,*and*
agencies*
<'&%7&0)9#.%%(*–*government*officials*often*retire*and*move*on*to*work*as*
lobbyists*for*interest*groups*
A%>>/0)9#F*activities*aimed*at*influencing*public*officials*(legislators)*and*trying*
to*promote*or*defeat*certain*legislation.**Lobbying*often*comes*in*the*form*of*
supplying*data*to*government*officials*to*convince*them*to*vote*a*certain*way*
Interest*groups*often*appeal*to*8->70;#%80)0%)*by*issuing*television*and*radio*
ads,*or*sending*out*newsletters*
The*Media*
CD'#@'.06*is*referred*to*as*the*4
th
*estate*(branch)*of*government*because*of*its*
huge*impact*
Media*is*a*business,*driven*by*profit,*so*media*is*often*bias*
@'.06#M065*–*the*media*has*a*tendency*to*spin*the*news*towards*a*certain*
political*ideology*
Selective*perception*–*people*hear*what*they*want*to*hear*
Selective*exposure*–*people*avoid*listening*to*media*with*other*viewpoints*
]%(5'(6;'#P%-()6705*#F#Journalists*cover*elections*like*a*horserace,*focusing*
almost*exclusively*on*the*candidate*who*is*doing*well*at*that*particular*moment*
Campaign*Finance*Reform*(As*of*the*Citizens*United*vs.*FEC*case*none*of*the*following*
information*is*accurate,*but*this*is*the*information*you*are*responsible*to*know*for*the*
AP*exam)*
9
Originally*individuals*could*donate*infinite*sums*of*money*to*candidates*(bribing*
them)*
Candidates*could*spend*infinite*amounts*of*hard*money**
Federal*Election*Campaign*Act*
1. Set*limits*on*individual*contributions*to*candidates*
2. Limited*how*much*money*is*spent*by*candidates*(later*ruled*
unconstitutional*in*Buckley*v.*Valeo)*
3. Individuals*must*disclose*contributions*
4. Set*up*option*to*use*public*financing*of*presidential*funds*
Interest*groups*and*individuals*got*around*FECA*by*donating*to*parties*(5%E+#
*%)'/)*
McCain]Feingold*Act*
1. Limited*soft*money*
2. Still*allowed*PACs*and*interest*groups*to*spend*infinite*amounts*of*
money*on*055-'#6.&%;6;/*
"%70+0;67#!;+0%)#4%**0++''5#="!45?#F#Financial*branch*of*an*interest*group*(the*
part*of*the*business*that*donates*money)*
LXb#$(%-85#F*Tax*exempt*organization*created*to*influence*the*
nomination/election*of*a*candidate*
Currently,*groups*are*free*to*spend*infinite*amounts*of*money*on*issue*
advocacy,*as*long*as*they*do*not*say*the*name*of*a*specific*candidate*
Proposed*Campaign*Financing*Reforms*
Public*Financing*
Limit*expenditures*
Free*TV*ads*
Shorten*Campaign*Season*
1)0+#Q%-(3#H)5+0+-+0%)53#"('50.');/#6).#4%)9('55#
Congress*
Congress*has*two*bodies,*the*House*and*the*Senate,*in*order*for*a*bill*to*pass*it*
must*be*passed*by*both*houses*
After*a*congressmen*proposes*a*bill,*the*Speaker*(in*the*house)*or*the*Majority*
leader*(Senate)*gives*that*bill*to*a*committee,*which*gives*it*to*a*subcommittee*
Congress*holds*hearings*to*oversee*the*executive*
Incumbents*have*great*chances*of*wining*reelection*
Has*power*to*create*executive*agencies*(for*example*the*clean*air*and*water*act*
established*the*EPA)*
Authorizes*and*appropriates*money*for*the*executive*
Approves*the*budget*
How*they*Vote*
Sometimes*politicians*“trade”*votes,*a*process*known*as*7%9(%770)9*
Politicians*like*to*add*on*extra,*unrelated*programs*to*bills*that*will*benefit*their*
constituents,*these*additions*are*known*as*8%(B#>6(('7#58').0)9*
The*House*of*Representatives*
10
The*house*is*regarded*as*the*“lower*house”*
States*are*given*representatives*based*on*population*
Impeaches*members*of*executive,*judicial*
<'8('5')+6+0&'5#5'(&'#+O%#/'6(#+'(*5#
Each*rep.*represents*a*certain*congressional*district*
The*House*has*a*<-7'5#4%**0++''*–*determines*whether*bills*have*closed*rule*
(no*amendments,*time*limit*on*debate)*or*open*rule*(open*to*relevant,*germane*
amendments,*no*time*limit)*
The*Leader*of*the*House*is*the*Speaker*of*the*House*who*assigns*people*to*a*
committee*that*assigns*people*to*committees,*directs*floor*debate,*and*gives*
bills*to*appropriate*committee*
Senate*
Senate*is*considered*the*“upper*house”*–*older*and*wiser*
Each*state*has*two*senators*(equal*representation)*
Tries*impeached*members*of*executive,*judicial*
,')6+%(5#5'(&'#50Y#/'6(#+'(*5#
The*senate*has*the*responsibility*of*confirming*presidential*appointments*and*
nominees,*ratifying*treaties,*and*confirming*the*budget*
There*is*no*rules*committee,*debate*is*always*unlimited*
Because*debate*is*unlimited,*the*minority*party*can*E070>-5+'(*–*kill*a*bill*by*
continuing*to*talk*
To*end*debate*and*a*filibuster,*;7%+-('*(a*vote*by*3/5*of*the*senate)*is*required*
Senate*can*also*add*(0.'(5*(irrelevant*amendments)*to*bills*
Committees*
Most*work*is*done*in*committees*(especially*in*house)*
Most*bills*DIE*in*committee**
Committee*Type*
Description*
House*Examples*
Senate*Examples*
Standing*Committee*
Permanent*panel*
with*full*legislative*
functions*and*
oversight*
responsibilities.*The*
members*become*
experts*
Appropriations*–*
sets*specific*
expenditure*for*the*
federal*government*
Rules*–*determines*
under*what*rules*
bill*comes*to*floor*
Armed*Services*–*
oversees*military*
and*Defense*
Foreign*Relations*–*
provides*foreign*
policy*leadership*
*
Subcommittee*
Formed*to*tackle*
specific*tasks*within*
standing*committee*
Livestock,*Dairy,*
and*Poultry*
(subcommittee*of*
agriculture)*
Health*Care*
Subcommittee*
(subcommittee*of*
finance*committee)*
Select*or*Special*
Committee*
Temporary*groups*
with*limited*
purposes*
(investigation)*
House*Watergate*
Committee*
Select*committee*
on*Ethics*
11
Joint*Committee*
Includes*members*
of*both*houses*to*
perform*
housekeeping*tasks*
of*studies*
Joint*Economic*
Committee*
Joint*Economic*
Committee*
Conference*
Committee*
Special*type*of*joint*
committee*that*
reconciles*senate*
and*house*versions*
of*a*bill*
Conference*
committees*formed*
as*needed*
Conference*
committees*formed*
as*needed*
President*
Requirements*for*office*
1. Natural*born*citizen*
2. At*least*35*years*old*
3. Resident*of*America*for*at*least*14*years*
Powers*as*Commander*in*Chief*(civilian*power*over*military)*
1. Head*of*Army*and*Navy*
2. Head*of*National*Guard*
Powers*as*Chief*Executive*of*Government*
1. “Faithfully*execute”*the*laws*
2. require*opinions*of*heads*of*agencies*
3. grant*pardons*except*in*cases*of*impeachment*
4. nominate*judges*to*federal*courts*and*nominate*cabinet*(confirmed*
by*senate)*
5. call*for*special*session*of*congress*
Powers*in*Foreign*Affairs*
1. appoint*ambassadors*
2. make*treaties*(to*be*confirmed*by*senate)*
3. send*troops*anywhere*in*the*world*if*Congress*authorizes*it*or*during*
national*emergency*(War*Powers*Act)**The*president*has*48*hours*to*
justify*in*writing*to*congress*why*troops*were*sent,*and*60*days*
before*he*must*withdraw*troops*(unless*congress*extends*time)*
Legislative*Powers*
1. Give*State*of*the*Union*address*to*Congress*to*push*his*agenda*
2. recommend*and*suggest*bills*for*congress*
3. call*special*sessions*of*congress*
4. veto*bill*(can*be*overturned*by*2/3*of*congress)*
5. pocket*veto*–*not*signing*a*bill*within*10*days*and*having*Congress*
adjourn**
Cabinet*–*president*picks*(senate*confirms)*the*heads*of*the*15*most*important*
agencies,*these*agencies*help*execute*the*law*
1. Department*of*Defense,*Department*of*State,*Department*of*
Treasury…*
12
2. 2EE0;'#%E#@6)69'*')+#6).#M-.9'+*–*writes*budget*(must*be*
confirmed*by*the*senate)*
4%-);07#%E#';%)%*0;#6.&05'(5*–*part*of*executive*office,*help*advise*the*
president*on*economic*issues*
Informal*Powers*of*the*President*
1. aY';-+0&'#%(.'(5*–*orders*written*by*president*or*agency*that*have*
the*weight*of*law.**There*are*several*ways*to*undo*executive*orders:*
president*can*rescind*it,*next*president*can*rescind*it,*the*supreme*
court*can*rule*it*unconstitutional*
2. aY';-+0&'#8(0&07'9'#–*right*of*president*to*keep*certain*documents*
private*if*pertaining*to*national*security*(in*USA&vs.&Nixon*the*
supreme*court*ruled*that*executive*privilege*is*NOT*unlimited)*
3. !9').6#,'++0)9#–*president*sets*out*the*legislation*he*wants*passed*
(he*uses*his*bully*pulpit)*
4. H*8%-).*')+#–*ability*to*refuse*to*spend*money*appropriated*by*
congress*(this*was*ruled*unconstitutional)*
1)0+#Q0&'3#CD'#M-('6-;(6;/##
Bureaucracy*–*administrative*system*that*divides*work*into*specific*departments*
carried*out*by*non]elected*officials**
The*bureaucracy*remains*politically*neutral*through*the*]6+;D#!;+^#which*bats*
bureaucrats*from*running*for*public*office,*making*political*speeches,*or*
soliciting*campaign*funds*from*subordinates*
The*bureaucracy*has*grown*tremendously*over*the*past*100*years,*taking*on*
more*and*more*responsibilities*
Currently*it*employs*4*million*people,*2.8*are*civil*servants,*the*rest*are*military**
Many*other*people*are*indirectly*employed*by*the*federal*government*
The*biggest*department*is*the*Department*of*Defense*
Over*time,*the*bureaucracy*has*increased*its*.05;('+0%)6(/#6-+D%(0+/#F#its*power*
to*choose*course*of*action*and*make*policies*not*explicitly*spelled*out*by*laws*
Many*federal*officials*belong*to*the*;%*8'+0+0&'#;0&07#5'(&0;'#F#government*
offices*to*which*people*are*appointed*on*the*basis*of*merit*(by*taking*an*exam);*
this*ended*the*“spoils*system”*where*government*jobs*were*given*in*exchange*
for*political*support;*managed*by*the*2EE0;'#%E#"'(5%))'7#@6)69'*')+#=2"@?#
It*is*very*difficult*to*fire*a*bureaucrat*
At*the*higher*levels*there*are*more*whites*than*African*Americans,*and*there*are*
more*men*than*women*
Often*many*departments*are*responsible*for*similar*tasks,*there*are*many*
procedures*bureaucrats*must*go*through*to*do*anything*
<'.#C68'*–*complex*rules*and*procedures*that*must*be*followed*to*get*stuff*
done*
Many*people*are*critical*of*the*large*amounts*of*waste*(pork)*in*the*bureaucracy*
H(%)#C(06)97'3#informal*alliances*that*work*together*to*formulate*and*implement*
policy*in*their*area*of*interest;*they*are*made*up*of:*
13
1)*particular*industry*and*its*lobbyists*
2)*the*congressional*committee*dealing*with*that*industry*
3)*the*agency*that*is*actually*affected*
!7706);'*(or#055-')*)'+O%(B3#coalitions*of*interest*groups,*members*of*Congress,*
and*bureaucrats*form*a*close*working*relationship*(more*complicated*than*a*
simple*iron*triangle)*
:'('9-76+0%)3#removing*government*restrictions*and*regulations;*deregulation*
has*occurred*recently*in*the*telecommunications*and*transportation*industries*
The*bureaucracy*has*3*main*roles:*
1. H*87'*')+6+0%)*–*carry*out*laws,*executive*orders*(homeland*security*
enforces*airport*security*laws)*
2. !.*0)05+(6+0%)#–*routine*administrative*work*(social*security*
administration*sends*out*social*security*checks,*postal*service*delivers*
mail)*
3. <'9-76+0%)#–*issue*rules*and*regulations*that*impact*the*public*(EPA*sets*
out*standards*for*clean*air*and*water)*
The*Structure*of*the*Bureaucracy*
Component**
Characteristics*
Examples*
Cabinet*Departments*
Comprised*of*the*15*main*
departments.**Headed*up*by*
secretaries,*secretaries*are*
appointed*by*president,*
confirmed*by*senate.*Each*has*its*
own*budget*
Department*of*Defense*
Department*of*Treasury*
Department*of*State*
Independent*
Executive*Agencies*
Perform*services*on*behalf*of*
government.**These*are*
established*by*Congress*outside*of*
the*Executive*Branch*
Social*Security*
Administration*
Central*Intelligence*
Agency**
Environmental*Protection*
Agency*
Independent*
Regulatory*
Commissions*
Regulate*economic*activities,*
operate*independently.**Once*
appointed,*leaders*cannot*be*
removed*without*cause.*Leaders*
serve*fixed*terms*
d-650RA'90576+0&'#!9');0'53#
independent*agencies*responsible*
for*filling*in*jurisdiction*gaps*and*
writing*rules*
d-650RP-.0;067#!9');0'53#
responsible*for*rule*enforcement*
and*punishing*violators*
Q'.'(67#<'5'(&'#M%6(.#
Federal*Communications*
Commission*(FCC)*
Q'.'(67#C(6.'#
4%**0550%)#=QC4?#
Interstate*Commerce*
Commission*(phased*out)*
Securities*and*Exchange*
Commission*(SEC)*
Government*
Businesses*established*by*
US*Postal*Service*
14
Corporations*
government,*serve*a*public*need,*
intended*to*be*profitable*
Amtrak*
Corporation*for*Public*
Broadcasting*
*
Oversight*
Presidential*Oversight*
Congressional*Oversight*
Judicial*Oversight*
The*president*controls*
the*agencies’*budget*
access.**President*
appoints*heads*to*
departments*and*can*
issue*executive*orders**
Congress*can*create/abolish*agencies.*
Senate*confirms*all*presidential*
appointees*to*the*bureaucracy.*
Congress*must*6-+D%(0`'*agencies*to*
spend*money.*Congress*must*also*
688(%8(06+'*(fund)*all*government*
agencies*and*programs.*In*some*cases*
congress*may*use*;%**0++''#
;7'6(6);'#–*the*ability*of*a*committee*
to*review*and*approve*decisions*of*
agencies.*Congress*may*hold*
;%**0++''#D'6(0)95*to*hold*agencies*
responsible,*congress*may*also*launch*
investigations*of*the*bureaucracy.*
Congress*can*punish*agencies*by*
cutting*their*funding.****
Federal*Courts*can*
use*their*power*of*
judicial*review*to*
determine*whether*
an*act*taken*by*a*
department*was*
unconstitutional**
CD'#P-.0;067#M(6);D#6).#40&07#A0>'(+0'5#
The*judicial*branch*was*never*expected*to*grow*as*powerful*as*other*branches*
1787]1865*–*Court*asserts*federal*supremacy*
1865]1937*–*Court*puts*restrictions*on*government*
1937]2010*–*Court*deals*primarily*with*individual*freedoms**
4(0*0)67#A6O#F#type*of*law*dealing*with*crimes*and*their*punishments*
o Protects*interests*of*state*(state*vs.*individual)*
o Between*prosecutor*(government)*and*defendant**
o Defendant*must*be*guilty*“beyond*reasonable*doubt”*to*be*convicted*
o Conviction*results*in*removal*of*“life,*liberty,*or*property”*
40&07#A6O*–*type*of*law*dealing*with*the*rights*and*relationships*of*citizens*
o Protects*interests*of*individual*(individual*vs.*individual)*
o Between*plaintiff*and*defendant*
o A*preponderance*of*evidence*(above*50%)*is*necessary**
o If*convicted,*there*are*monetary*penalities**
Based*on*principle*of*e-.0;067#('&0'O*–*allows*judges*to*interpret*the*Constitution*
and*deem*something*unconstitutional*
,+6('#:';0505*–*the*rule*of*precedent,*whereby*a*rule*or*law*contained*in*a*
judicial*decision*is*viewed*as*binding*on*judges*whenever*the*same*question*is*
raised*“let*the*decision*stand”*
15
,+(0;+R;%)5+(-;+0%)05+#688(%6;D#F#the*view*that*judges*should*decide*cases*
strictly*on*the*basis*of*the*language*of*the*laws*and*the*constitution**
P-.0;067#<'5+(60)+#F#principle*that*courts*will*not*overturn*previous*decisions*
!;+0&05+#688(%6;D#F*the*view*that*judges*should*discern*the*general*principles*
underlying*the*constitution,*and*apply*them*to*modern*circumstances.**These*
justices*typically*try*to*overturn*precedent*
Structure*of*the*Federal*Courts*
Each*state*has*at*least*one*district*court*
94*district*courts*in*the*50*states,*the*District*of*Columbia*and*the*
Commonwealth*of*Puerto*Rico.*
District*judges*are*bound*by*the*precedents*of*higher*courts**
Federal*judges*are*appointed*by*the*president,*and*confirmed*by*the*senate*
If*for*whatever*reason*the*supreme*court*is*tied,*then*the*precedent*set*forth*by*
the*previous*court*is*maintained*WITHIN*THAT*DISTRICT**
:05+(0;+#4%-(+5#F#the*lowest*federal*courts,*where*federal*trials*usually*go*first,*
use*jury*
4%-(+5#%E#!88'675#=;0(;-0+#;%-(+5?*–*Federal*courts*that*hear*appeals*from*district*
courts,*no*juries,*decisions*made*by*panels*of*appointed*judges.*To*get*here*
someone*must*claim*that*their*constitutional*rights*have*been*violated*
,-8('*'#4%-(+#F#Hears*appeals*of*appeal*court*rulings*(somebody*appeals*the*
decision*of*the*circuit*court).**4*of*9*justices*must*agree*to*hear*case*(O(0+#%E#
;'(+0%(6(0).**Supreme*Court*has*original*jurisdiction*in*cases*between*states*or*
with*foreign*ambassadors*
#
*
Appointing*Judges*
*
12 Courts of Appeals
(general appellate
jurisdiction)
94 U.S. District Courts
(original jurisdictions)
The Supreme Court
(original and appellate jurisdictions)
Court of Appeals for the
Armed Forces
And other Legislative
Courts
Court of Appeals for the
Federal Circuit
(specialized appellate jurisdiction)
16
1. The*president’s*staff*presents*him*with*possible*nominees*(typically*other*
judges),*FBI*does*background*check,*president*looks*at*previous*record*of*the*
individuals,*conducts*70+*-5#+'5+*(determines*political*views),*uses*5')6+%(067#
;%-(+'5/*(uses*preferences*of*senators*from*the*district*where*the*judge*will*
serve)*and*finally*selects*nominee*
2. The*Senate*Judiciary*committee*members*and*staff*review*candidates,*interest*
groups*campaign*for/against*nominees,*senate*judiciary*committee*holds*
hearing,*asking*nominee*questions,*finally*votes*up/down*on*whether*to*send*
recommendation*to*the*full*senate*
3. The*full*senate*has*open*floor*debate*on*nominee,*votes*on*confirmation*
4. If*confirmed,*the*judge*is*given*an*oath*of*office*by*the*Chief*Justice*
Because*judges*serve*life*terms,*there*is*no*political*pressure*on*them*to*rule*a*
certain*way,*and*they*are*allowed*to*act*independently*
The*Court*
To*apply*for*writ*of*certiorari*costs*$300.**A*cheaper*means*is*to*use*0)#E%(*6#
86-8'(05*–*in*which*poor*people*have*their*cases*heard*in*federal*court*for*free*
Sovereign*Immunity#F#rule*that*citizens*cannot*sue*the*government*without*the*
government’s*consent**
Class]action*Suit#F#a*case*brought*by*someone*to*help*him*or*her*and*all*others*
who*are*similarly*situated*
Brief#F#a*written*statement*by*an*attorney*that*summarizes*a*case*and*the*laws*
and*rulings*that*support*it*
!*0;-5#4-(06'#F*brief*submitted*by*a*third*party*“friend*of*the*court”*(typically*
an*interest*group)*
280)0%)#%E#+D'#4%-(+#F*a*signed*opinion*by*the*majority*that*decided*the*ruling*
in*a*case*
Concurring*Opinion#F*a*signed*opinion*that*agrees*with*majority*for*other*
reasons*
:055')+0)9#280)0%)#F*a*signed*opinion*from*the*justices*on*the*losing*side*
Civil*Liberties*
40&07#A0>'(+0'5#F#freedoms*protected*against*government*restraint,*secured*by*
1
st
,*14
th
,*and*15
th
*amendments*
:-'#"(%;'55#476-5'#F#denies*government*the*right*to*deny*people*of*life,*liberty,*
or*property*without*due*process*of*law*(trial)*
,'7';+0&'#H);%(8%(6+0%)#F*the*process*by*which*individual*liberties*originally*only*
applied*to*the*federal*government*are*applied*to*the*states*(through*the*due*
process*clause*of*the*14th*amendment)**
a_-67#"(%+';+0%)#%E#+D'#A6O#F*a*standard*of*equal*treatment*for*all*Americans*
Q(''.%*#%E#aY8('550%)#F*right*of*people*to*speak,*punish,*assemble,*and*
petition*
G%)R8(%+';+'.#,8'';D#F#libel,*obscenity,*fighting*words,*and*commercial*speech*
do*not*receive*first*amendment*protection*
17
Q(''.%*#%E#<'7090%)#F*people*shall*be*free*to*exercise*their*own*religion*(E(''#
'Y'(;05'#;76-5'?#and*government*cannot*establish*an*official*religion*
('5+6>705D*')+#;76-5'?###
aY;7-50%)6(/#<-7'#F#evidence*that*is*obtained*through*illegal*means*cannot*be*
used.**This*means*that*police*can*only*conduct*searches*if*they*have*search*
warrants*and*there*is*probable*cause*(4
th
*amendment)*
No*self]incrimination,*right*to*a*trial*(L
+D
#6*').*')+)**
*
Notable*Cases*(highlighted*cases*especially*important)*
*
Marbury*v.*Madison*
Established*Judicial*Review*
McCulloch*v.*Maryland*
Established*federal*supremacy*over*states*
Gibbons*v.*Ogden**
Commerce*Clause*gives*congress*broad*regulatory*power*
Dred*Scott*v.*Sanford*
Slaves*are*property,*not*citizens*
Plessy*v.*Ferguson*
“Separate*but*equal”*is*ok,*allows*for*segregation*
Schenk*v.*USA*
Government*can*limit*speech*–*“clear*and*present*danger*
test”*
Gitlow*v.*New*York*
Limits*on*speech*if*it*threatens*government*(anarchy)*
Korematsu*v.*USA*
Government*can*detain*citizens*in*emergencies**
Brown*v.*Board*of*Ed*
Overturned*Plessy,*rules*segregation*is*unconstitutional**
Mapp*v.*Ohio*
Search*warrants*needed,*otherwise*evidence*is*thrown*out*
Baker*v.*Carr**
Apportionment*of*districts*must*be*as*fair*as*possible*“one*
man,*one*vote”*
Engel*v.*Vitale*
No*school]led*daily*player*allowed*in*public*schools*
Gideon*v.*Wainwright*
States*must*provide*attorneys*to*defendants**
Griswold*v.*Connecticut*
Information*about*birth*control*is*protected*under*(09D+#+%#
8(0&6;/#
Miranda*v.*Arizona*
Police*must*inform*suspects*of*their*rights*(Miranda*rights)*
Terry*v.*Ohio*
Police*can*search*and*seize*with*probable*cause*
Lemon*v.*Kurtzman**
Some*government*aid*to*church*schools*is*allowed*as*long*as*
its*fair*to*schools*of*all*faiths.*(Lemon*test)**The*lemon*test**is*
the*standard*set*by*the*Supreme*Court*to*measure*the*
constitutionality*of*state*laws*in*regard*to*freedom*of*religion*
NY*Times*v.*USA*(aka*
Pentagon*Papers)*
President*cannot*withhold*pentagon*papers*from*the*press*
(no*unlimited*right*to*executive*privilege)**
Miller*v.*California*
Obscenity*is*not*protected*under*freedom*of*speech**
Roe*v.*Wade*
First*trimester*abortions*are*ok**
US*v.*Nixon*
Executive*privilege*is*not*unlimited**
18
Gregg*v.*Georgia*
Death*penalty*is*ok*
Buckley*v.*Valeo*
Campaign*money*limits,*independent*expenditures*ok**
Texas*v.*Johnson*
Flag*burning*is*ok,*freedom*of*expression*(5/*>%70;#58'';D)*
Allegany*v.*ACLU*
Courts*cannot*prominently*display*religious*symbols*
Loving*v.*Virginia**
Bi]racial*marriage*is*ok**
*
a;%)%*0;#"%70;/#
Governments*work*to*avoid*.'E0;0+5*(spending*more*than*we*make)*and*.'>+*
(the*sum*of*all*the*deficits)*
288%(+-)0+/#4%5+#F#Most*highly*valued*alternative*given*up*or*forgone*when*
choice*is*made*(making*trade]offs)*
,-887/#F*amounts*of*product*producers*are*willing*to*sell*
o A6O#%E#,-887/#F*as*price*increases,*the*quantity*suppliers*are*willing*to*
supply*increases*
:'*6).#F#Various*amounts*of*a*product*or*service*consumers*are*willing*and*
able*to*buy*at*a*price*
o A6O#%E#:'*6).#F*As*price*falls,*the*quantity*demanded*rises*
Maintaining*good*levels*of*supply*and*demand*is*critical*for*stable*prices*
Monetary*Policy*
@%)'+6(/#"%70;/#F#Actions*the*Q'.'(67#<'5'(&'*takes*to*control*the*economy*by*
promoting*growth*and*contractions,*and*to*control*the*money*supply*
H)E76+0%)#F*there*is*too*much*currency*in*circulation,*so*the*value*of*money*falls*
The*Federal*Reserve*is*allowed*independence*in*setting*monetary*policy*because*
this*removes*politics*from*economic*policy,*and*allows*the*Fed*to*rely*on*experts*
and*not*politicians*
The*Federal*Reserve*tries*to*keep*the*economy*stable,*it*has*three*tools:*
1. <'5'(&'#<'_-0('*')+#F#the*amount*of*money*the*Fed*requires*banks*
to*keep*in*reserve.*To*slow*growth,*the*fed*raises*the*reserve*
requirement,*to*increase*growth,*the*fed*decreases*the*reserve*
requirement*
2. CD'#:05;%-)+#<6+'#F#interest*rate*the*fed*charges*on*banks*when*they*
borrow*money.**To*slow*growth,*the*fed*raises*discount*rate,*to*
increase*growth,*the*fed*lowers*the*discount*rate*
3. $%&'()*')+#M%).5#F#bonds*are*investments*in*which*an*investor*
loans*money*to*the*government*for*a*certain*amount*of*time*at*a*
certain*interest*rate.**To*slow*growth,*the*fed*sells*bonds*(takes*
money*out*of*economy).**To*increase*growth,*the*fed*buy*bonds*
(injects*money*into*the*economy)*
Fiscal*Policy*
Q05;67#"%70;/#F#What*the*president*and*congress*do*to*control*economy*via*taxing*
and*spending*
19
M-.9'+#F*the*president’s*formal*estimate*of*how*much*every*government*
agency*and*program*will*cost.**Congress*has*to*confirm*this*budget,*and*then*
find*ways*to*pay*for*all*these*expenditures*
"(%9('550&'#C6Y6+0%)#F#a*tax*system*that*forces*people*with*higher*incomes*to*
pay*a*larger*fraction*of*their*income*than*do*people*with*lower*incomes*
Q76+#C6Y6+0%)#F*a*tax*system*that*charges*a*flat*payment*of*taxes*from*people*of*
all*different*income*levels*
<'9('550&'#C6Y6+0%)#F#a*tax*system*in*which*people*with*lower*incomes*pay*a*
higher*fraction*of*their*incomes*than*do*people*with*higher*incomes**
Taxes*–*income*government*gets*from*people*
! Raising*taxes*àslows*economic*growth*
! Cutting*taxes*àspeeds*up*economic*growth*
Spending*–*money*spent*by*government*on*goods*and*services*
! Decreased*government*spending*àslows*economic*growth*
! Increased*government*spending*àspeeds*up*economic*growth*
Regulatory*Policy*–*the*manner*in*which*government*regulates*the*economy*to*
provide*for*the*greater*good*
! More*regulation*àslows*economic*growth*
! Less*regulation*àspeeds*up*economic*growth**
*
Economic*Theories*
! f'/)'506)05*#F#Belief*that*government*must*manage*the*economy*by*spending*
more*money*during*recessions*and*cutting*spending*when*there*is*inflation*
! @%)'+6(05*#F*The*belief*that*inflation*occurs*when*government*prints*too*much*
money,*and*that*government*should*leave*the*economy*to*the*free*market*
! "76))0)9#F*The*belief*that*total*government*control*over*the*economy*such*as*
wage*and*price*controls*or*direction*of*investment*can*improve*the*economy**
! ,-887/R,0.'#a;%)%*0;5#F#Belief*that*lower*taxes*and*fewer*regulations*stimulate*
economic*growth*
! <'696)%*0;5#F*Reagan’s*economic*policies*that*combined*monetarism,*supply]
side*economics,*and*lower*spending*(except*on*the*military)*to*stimulate*the*
economy*
*
,%;067#W'7E6('#
! Capitalism*is*inevitably*a*class]based*society*with*inequities*between*classes*
! Social*policy*aims*at*helping*poorest*members*of*society*
! Liberals*tend*to*blame*society*and*favor*government*intervention,*conservatives*
tend*to*blame*individuals*and*favor*private*sector*solutions*
! Welfare*programs*are*funded*by*taxes*
Types*of*Welfare*
! @6e%(0+6(06)#"%70+0;5#–*Universal*welfare*programs*in*which*everyone*pays*and*
everyone*benefits*(Social*Security,*Medicare)*
20
! 470')+#"%70+0;5#F#Means*tested*programs*in*which*everyone*pays*yet*only*a*few*
benefit*(Food*Stamps,*Medicaid)*
! ,'(&0;'#,+(6+'9/#F*policies*that*provide*poor*people*with*
education*and*job*training*to*lift*them*out*of*poverty*
! H);%*'#,+(6+'9/#F*policies*that*give*poor*people*money*to*lift*
them*out*of*poverty*
! a6()'.#H);%*'#C6Y#4('.0+#F#provision*of*1975*law*that*entitles*
working*families*with*children*to*receive*money*from*government*
if*their*income*is*below*a*certain*level*
Welfare*in*USA*
1.*,+6+'#,8%)5%('.#a(6*1789]1932*
! During*this*period*most*of*the*welfare*in*the*nation*came*from*
the*state*governments,*federal*government*didn’t*play*any*role*in*
it.**States*passed*laws*dealing*with*social*problems*(child*labor,*
public*schools,*unemployment*benefits,*mandated*pensions)*
2. Q'.'(67#a(6*1932]1980*
! During*this*period*the*federal*government*took*more*
responsibility*for*the*poor.**This*began*because*of*the*crisis*
following*the*Great*Depression.**FDR*in*the*New*Deal*established*
Social*Security.**LBJ*in*the*Great*Society*established*Medicare,*
Food*Stamps,*and*Medicaid*
3. ,6E'+/#G'+#a(6*1980s**
! This*period*was*during*the*Reagan*Administration.**Reagan*
believed*that*welfare*spending*was*too*much*and*had*created*a*
dependency*on*the*state.**He*decreased*spending*on*Medicare*
and*reduced*welfare*to*be*a*“safety*net”*
*
4. M7%;B#$(6)+#a(6*1995]2010**
! Congressional*republicans*pass*laws*returning*responsibility*to*
the*states.**Block*grants*to*the*states*have*very*few*requirements.**
For*instance*the*Welfare*Reform*Act*of*1966*replaced*aid*
programs*with*voucher*programs*(the*Aid*to*Families*with*
Dependent*Children*“!Q:4”*program*was*replaced*by*a*voucher*
program*–*Temporary*Assistance*for*Needy*Families*“C!GQ”).***
*
Medicare*and*Social*Security*
! Medicare*and*Social*Security*are*the*two*most*famous*Majoritarian*programs.***
! ,%;067#,';-(0+/#F#a*program*that*began*in*1935*that*taxed*individuals*to*provide*
funds*that*were*used*to*support*the*poor,*elderly,*and*unemployed.***
! @'.0;6('#F*an*insurance*program*begun*under*LBJ*in*1964*that*paid*for*the*
medical*expenses*of*senior*citizens**
! Both*of*these*programs*are*failing*economically*and*will*soon*be*bankrupt*
Welfare*Reform*
! There*are*several*proposals*to*reform*the*welfare*system*
21
! The*retirement*of*the*baby*boom*generation*and*the*aging*of*the*American*
population*will*lead*to*the*bankruptcy*of*these*programs*
! Because*Social*Security*will*soon*be*bankrupt,*proposed*reforms*are:*
1. Raising*the*retirement*age*
2. Increasing*taxes*
3. Decrease*retirement*benefits*
4. Privatizing*social*security*by*requiring*citizens*to*invest*their*social*
security*taxes*in*the*stock*market*
! Medicare’s*problems*include:*
1. Because*it*is*free,*hospital*visits*by*seniors*are*very*common*
2. Many*elderly*get*treatment*that*isn’t*necessary*
3. Doctors*and*hospitals*are*paid*with*contracts*that*could*change*
whenever*
! Medicare’s*problems*need*to*be*addressed*soon,*or*the*costs*will*be*
tremendous*
*
Q%('09)#6).#:'E')5'#"%70;/#
#
US*Government*Interests*
National*Security*
Strategic*importance*of*the*area*
Strength*of*the*economy*
Availability*of*resources*
Previous*agreements*with*nations*
Ideology**
Reaction*of*People*
Concerns*from*political*parties*and*interest*groups*
Public*opinion**
Strength*of*the*national*economy*
Factors*Relating*to*Other*Countries*
Assets*belonging*to*the*other*country*
Alliances*with*other*nations*
Probable*response*to*the*policy*
History/culture*of*the*country*
Actions*to*be*Taken*
Positive*Actions*
Negative*Actions*(conflict)*
Make*statements*of*
praise/support*
Exchange*key*info*
Hold*summit*meeting*
Loosen*immigration*policy*
Send*peace*corps*
Statements*of*condemnation*
Cut*diplomatic*ties*
Limit*travel/visas*
Raise*tariffs,*impose*56);+0%)5#
Issue*threats*
Demand*debt*payments*
22
Grant*economic*aid,*give*loans*
Provide*humanitarian*assistance*
Forgive*debt*
Cut*tariffs,*remove*embargoes*
Provide*military*aid,*sell*weapons*
Cultural*exchanges**
Mobilize/deploy*troops*
Perform*covert*operations*to*
weaken*government*
Support*anti]government*factions*
Assassinate*leaders*
Spread*propaganda*
Arrest*their*citizens*
*
*
The*President*and*Foreign*Policy*
The*President*is*considered*the*leader*in*developing*foreign*policy*
President*is*the*commander*and*chief,*and*has*the*power*to*negotiate*treaties*
and*executive*agreements,*appoint*ambassadors,*and*set*the*nation’s*tone*on*
foreign*policy*issues*
G6+0%)67#,';-(0+/#4%-);07*–*chaired*by*the*president,*includes*vice*president,*
Secretary*of*State,*Secretary*of*Defense,*P%0)+#4D0'E5#%E#,+6EE^#head*of*CIA,*
Attorney*General.**It*is*designed*to*present*various*perspectives,*facilitate*
presidential*decision*making*discussions,*and*implement*presidential*decisions*
Congress*and*Foreign*Policy*
Congress’s*most*powerful*tool*is*its*8%O'(#%E#+D'#8-(5',*Congress*is* responsible*
for*6-+D%(0`0)9*and*688(%8(06+0)9#the*funds*needed*for*foreign*policy*missions*
W6(#"%O'(5#!;+#%E#TcbJ#F#All*commitments*of*troops*in*hostile*situations*must*
be*reported*within*48*hours.**Troops*may*only*be*deployed*for*60*days*without*a*
formal*congressional*declaration*of*war*or*statutory*authorization*
In*reality*the*War*Powers*Act*is*relatively*weak,*because*Congressmen*are*
typically*very*unwilling*to*end*an*operation*after*troops*have*been*deployed**
Four*Worldviews*
H5%76+0%)05*#F#opposes*involvement*in*wars/conflicts,*believes*American*should*
withdraw*from*world*affairs*
4%)+60)*')+#(antiappeasement)#R**belief*that*the*US*should*resist*the*expansion*
of*aggressive*nations*(especially*the*Soviet*Union)*
:05')969'*')+#F#belief*that*America*was*harmed*by*the*Vietnam*War*and*
should*avoid*similar*events*
]-*6)#<09D+5#F*view*that*America*should*intervene*to*improve*the*lives*of*
people*in*other*countries*
*
"('&0%-5#!"#a556/#d-'5+0%)5#6).#<'58%)5'#$-0.'70)'5#
#
On*the*AP*NSL*exam*you*will*be*given*100*minutes*to*answer*4*essay*questions,*here*
are*some*of*the*previous*essays.*There*should*be*enough*information*in*the*study*guide*
to*answer*all*of*these*questions,*if*not*please*contact*me*or*look*for*more*information*
at*this*website:**
http://www.collegeboard.com/student/testing/ap/usgov/samp.html?usgovpol**
23
*
When*answering*AP*free*responses*it*is*important*to*remember*that*your*grader*is*NOT*
Mrs.*Starin,*and*does*NOT*care*about*the*quality*of*your*writing.*JUST*HIT*THE*MAIN*
POINTS.*You*earn*points*based*on*whatever*you*write*that*is*correct,*so*please,*don’t*be*
fancy*–*just*answer*the*question*as*briefly*as*possible.*This*is*NSL,*not*English.**
*
It*is*also*important*to*note*that*it*is*unlikely*to*have*an*essay*on*a*topic*covered*in*the*
2010*exam.*Therefore*it*is*wise*to*go*through*this*website*to*see*what*essay*topics*are*
likely*to*be*asked.*(Even*though*the*final*question*included*below*seems*to*violate*this*
principle,*it*is*included*because*it*is*a*good*example*of*a*question*that*demands*graph*
comprehension*as*well*as*a*sound*knowledge*base).*
*
2008,*Question*One:**
Congressional*reapportionment*and*redistricting*are*conducted*every*ten*years.*When*
redistricting*is*conducted,*politicians*often*engage*in*gerrymandering.*
*
(a)*Define*congressional*reapportionment*and*explain*one*reason*why*it*is*important*to*
states.*
(b)*Define*congressional*redistricting.*
(c)*Explain*two*goals*of*politicians*when*they*gerrymander*during*redistricting.*
(d)*Describe*two*limits*that*the*United*States*Supreme*Court*has*placed*on*
congressional*redistricting.*
*
Answers:*
(a) Reapportionment*–*The*reallocation*of*the*number*of*representatives*each*state*
has*in*the*House*of*Representatives.**It*is*important*because:*
Reapportionment*increases*or*decreases*the*number*of*seats*a*state*has*
in*the*House/Congress*(not*the*Senate)**
More*representatives*mean*that*a*state*has*more*influence**
Reapportionment*increases*or*decreases*a*state’s*number*of*electoral*
votes**
(b) Redistricting*–*the*drawing/redrawing*of*House*(not*Senate)*district*lines*
(c) Goals*may*include:*
To*enhance*political*strength*of*a*party*
To*protect*incumbents/weaken*challengers*
To*increase*minority*representation*or*decrease*minority*representation*
To*reward*political*allies*
(d) Limits*may*include:*
A*discussion*of*Supreme*Court*cases:*Baker*v.*Carr*and*Shaw*v.*Reno.**
Districts*must*be*equally*populated,*and*may*not*weaken*minorities*
*
2008,*Question*Three:*
24
Fiscal*policy*and*monetary*policy*are*two*tools*used*by*the*federal*government*to*
influence*the*United*States*economy.*The*executive*and*legislative*branches*share*the*
responsibility*of*setting*fiscal*policy.*The*Federal*Reserve*Board*has*the*primary*role*of*
setting*monetary*policy.*
*
(a)*Define*fiscal*policy.*
(b)*Describe*one*significant*way*the*executive*branch*influences*fiscal*policy.*
(c)*Describe*one*significant*way*the*legislative*branch*influences*fiscal*policy.*
(d)*Define*monetary*policy.*
(e)*Explain*two*reasons*why*the*Federal*Reserve*Board*is*given*independence*in*
establishing*monetary*policy.*
*
A*full*explanation*of*correct*answers*can*be*found*on*pages*17]18**
*
2007,*Question*One:*
A*significant*feature*of*the*Electoral*College*is*that*most*states*have*a*winner]take]all*
system.*
*
(a)*Describe*the*winner]take]all*feature*of*the*Electoral*College*
(b)*Explain*one*way*in*which*the*winner]take]all*system*affects*how*presidential*
candidates*from*the*two*main*political*parties*run*their*campaigns*
(c)*Explain*one*way*in*which*the*winner]take]all*feature*of*the*Electoral*College*hinders*
third*party*candidates*
(d)*Explain*two*reasons*why*the*Electoral*College*has*not*been*abolished*
* *
Answers:*
a) The*candidate*who*gets*the*most*votes*(a*plurality)*wins*all*the*electoral*
votes*from*that*state*
b) Candidates*focus*more*on*swing*states,*spend*more*money*for*ads*in*swing*
states,*choose*running*mates*who*are*popular*in*swing*states,*and*focus*on*
issues*that*are*important*in*swing*states*
c) Third]party*candidates*may*get*many*individual*votes,*but*unless*they*win*
the*entire*state*they*will*get*no*electoral*votes*
d) It*helps*to*ensure*that*a*candidate*will*win*a*majority*of*the*electoral*votes,*
it*would*require*a*constitutional*amendment*to*change*it,*there*is*no*clear*
consensus*for*an*alternative,*it*favors*the*two*party*system,*and*small*states*
support*the*electoral*college*system*because*it*gives*them*more*
representation*
*
2007,*Question*Three:*
Conflicts*between*congress*and*the*president*over*war*powers*have*their*origin*in*the*
United*States*constitution.*In*1973*congress*passed*the*War*Powers*Resolution*in*an*
attempt*to*clarify*the*balance*of*powers*between*the*two*branches*of*government*
*
25
(a)*Describe*the*primary*constitutional*conflict*between*Congress*and*the*President*
over*the*decision*to*go*to*war*
(b)*Describe*two*provisions*of*the*War*Powers*Resolution*that*were*designed*to*limit*
the*president’s*power*over*war*making*
(c)*The*War*Powers*Resolution*has*received*mixed*reviews,*but*Congress*has*other*
powers*over*war*making.*Other*than*the*constitutional*power*that*you*described*in*(a),*
identify*and*explain*two*other*formal*powers*Congress*has*over*war*making*
*
Answers:*
a)**The*president*is*the*commander*and*chief,*but*the*congress*has*the*power*to*
declare*war*
b)**The*president*must*notify*congress*48*hours*after*sending*troops*and*
conflicts*are*limited*to*60*days*without*a*congressional*declaration*of*war*or*a*
statutory*authorization*for*continued*action*
c)**Congress*has*the*power*to*authorize/appropriate*any*funds*needed*by*the*
military,*congress*has*the*power*to*ratify*treaties,*congress*can*hold*
investigative*hearings,*and*congress*has*the*power*to*confirm*presidential*
nominees*
*
2007,*Question*Four:*
*
(a)*Define*federalism*
(b)*Select*two*of*the*following*and*explain*how*each*has*been*used*to*increase*the*
power*of*the*federal*government*relative*to*the*states*
Categorical*Grants*
Federal*Mandates*
Selective*Incorporation*
(c)*Select*two*of*the*following*and*explain*how*each*has*been*used*to*increase*the*
power*of*the*states*relative*to*the*federal*government*
Welfare*Reform*Act*of*1996*
Block*Grants*
10
th
*Amendment**
*
Answers:*
a) Federalism*–*a*constitutional*division*of*powers*between*the*federal*and*
state*levels*
b) Categorical*grants*are*designed*for*specific*purposes,*and*are*watched*over*
closely*by*the*federal*government.**Federal*mandates*instruct*states*to*
implement*certain*policies.**Selective*incorporation*allows*federal*courts*to*
overturn*state*and*local*practices*
c) The*Welfare*Reform*Act*returned*power*and*resources*to*the*states*to*run*
their*own*welfare*programs.**Block*grants*are*given*to*states*with*few*strings*
attached,*so*states*have*a*great*deal*of*freedom*in*deciding*how*to*use*the*
26
money.**The*tenth*amendment*reserves*power*to*the*states*and*the*people.**
It*is*used*to*argue*for*a*return*of*power*to*the*state*governments.*
*
2010,*Question*Three:*
*
*
*
Over*the*last*several*decades,*the*composition*of*the*Democratic*and*Republican*
parties*has*changed*in*important*ways.*A*major*partisan*shift*has*occurred*in*the*South,*
but*other*demographic*changes*have*also*been*identified.*Changes*in*party*composition*
are*reflected*at*different*rates*in*presidential*elections*than*in*congressional*elections.*
*
(a)*Identify*one*specific*trend*evident*in*the*figure*above.*
(b)*Choose*two*of*the*following*and*use*each*to*explain*why*southern*voters*from*1948*
to*2000*were*electing*Democratic*candidates*to*Congress*more*frequently*than*
choosing*Democratic*candidates*for*the*presidency.*
Incumbency*advantage*
Gerrymandering*
Differences*between*state*and*national*parties*
(c)*Several*other*changes*in*party*composition*have*emerged*in*the*past*few*decades.*
Select*three*of*the*following*groups*and*for*each*explain*how*parties*have*changed*in*
composition*with*respect*to*that*group.*
Catholics*
Labor*union*members*
Women*
Social*conservatives*
*
Answers:**
a)*This*question*requires*only*basic*graph*reading*abilities:**
Percentage*of*House*seats*for*Democrats*has*trended*down**
Percentage*of*presidential*electoral*votes*for*Democrats*has*trended*
down*
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b)**The*easier*two*topics*would*probably*be*incumbency*advantage*and*
gerrymandering,*but*all*three*are*included*below:*
Incumbency*advantage*—*Although*Southern*voters*were*voting*for*
Republican*presidential*candidates,*they*continued*to*vote*for*incumbent*
Democratic*congressional*candidates*because*of*the*incumbency*
advantage.**
Gerrymandering*—*District*lines*created*safe*seats/majority–minority*
districts,*which*protected*Democratic*seats*even*though*there*were*
more*Republican*voters*in*statewide*presidential*elections.**
State*versus*national*parties*—*Because*national*and*state*parties*were*
largely*independent*of*each*other,*to*get*votes*Democratic*congressional*
candidates*responded*to*local*interests,*whereas*Democratic*presidential*
candidates*responded*to*a*national*constituency.**
c) Be*brief*with*these*answers,*the*question*does*not*ask*for*“why”*
Catholics*—*They*have*become*less*reliable*Democratic*voters.**
Labor*union*members*—*They*have*become*less*reliable*Democratic*
voters;*have*decreased*in*number*and*thus*there*are*fewer*Democratic*
supporters;*have*become*a*smaller*percentage*of*the*Democratic*voting*
bloc.**
Women*—*They*have*become*more*reliable*Democratic*voters;*have*
increased*in*number*and*thus*there*are*more*Democratic*supporters;*
have*become*a*larger*percentage*of*the*Democratic*voting*bloc.**
Social*conservatives*—*They*were*previously*nonexistent*and*have*now*
crystallized*to*become*more*reliable*Republican*voters;*previously*found*
in*the*Democratic*party*and*have*moved*to*the*Republican*party.**
*