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Appendix 1: Chronology of the EDGAR FAQ Document
This appendix describes the chronology of the New EDGAR Regulations FAQ document and
details the version and date when each question and response were added to the document.
Note that the formatting of the numbering changed to help the reader more easily identify the
new questions added to the end of each applicable section and that current numbering structure
is referenced here.
Version 1, released on June 8, 2015, contained the following guidance.
Questions 1.1-1.18, 2.1-2.2, 3.1-3.6, 4.1-4.10, 4.12-4.14, 4.16, 5.1-5.5, 5.7, 6.1-6.3,
7.1-7.4, 7.11-7.13, 8.1-8.10, and 9.1-9.9 were posted in the original version.
Version 1.1 (later considered version 2), released on June 15, 2015, contained the
following guidance.
Questions 1.13, 1.16, 2.2, 4.4, and 5.3 were clarified.
New questions included 1.19, 4.15, and 6.4.
Version 3, released on August 14, 2015, contained the following guidance.
Questions 4.1, 4.10, 4.14, 5.3, 6.4, and 7.1 were clarified.
New questions included 1.20-1.22, 2.3, 3.7, 4.11, 5.6, 6.5, 7.5-7.10, 7.14-7.16, 8.11,
9.10, and 9.11.
Version 4, released on August 24, 2015, contained the following guidance.
Questions 4.1 and 5.7 were clarified.
New questions included 6.6-6.10.
Version 5, released on November 23, 2015, contained the following guidance.
The format of the numbering changed to help the reader more easily identify the new
questions added to the end of each applicable section.
Questions 1.15, 1.19, 1.20, 5.3, 6.4, 6.7, 6.9, 7.1, 7.3, 7.5, 7.6, 7.8, 7.11, 7.12, 7.14, and
9.7 were clarified.
New questions included 7.17-7.35.
Version 6, released on June 20, 2016, contained the following guidance.
Questions 1.6, 6.4, and 9.8 were clarified.
New questions included 2.4, 3.8-3.11, 5.8, and 7.36-7.40.
Appendices 1 and 2 were added.
Version 7, released on June 1, 2017, contained the following guidance.
Questions 7.1, 7.36, and 9.8 were clarified.