[Note: If you do not have a lawyer representing you in this case, you may file an
“informal briefin the template provided by the Clerk in lieu of a brief like this
and need not comply with the technical requirements of the Federal Rules of
Appellate Procedure. See https://www.ca9.uscourts.gov/forms/#briefs.]
No. [insert 9th Circuit case number]
__________________________________________________________________
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
[I
NSERT NAME(S) OF PLAINTIFF(S)],
Plaintiff-Appellant [or Plaintiff-Appellee],
v.
[I
NSERT NAME(S) OF DEFENDANT(S)]
Defendant-Appellee [or Defendant-Appellant].
On Appeal from the United States District Court
for the [____] District of [____]
No. [insert district court case number]
Hon. [insert District Judge Name]
APPELLANT’S OPENING BRIEF
[OR APPELLEE’S ANSWERING BRIEF]
[OR APPELLANT’S REPLY BRIEF]
[Name of Counsel]
[Firm/Organization of Counsel]
[Office Address of Counsel]
[Telephone # of Counsel]
[e-mail address of Counsel optional]
Attorneys for Appellant [or Appellee]
[insert client’s name(s)]
[Practice Tip: Be sure to check that the caption in your case is correct and that it
matches your brief. If there are any discrepancies, contact the Clerks Office.]
i
DISCLOSURE STATEMENT
[Insert a Disclosure Statement if you are required to submit one pursuant to
FRAP 26.1.]
[Practice Tip: Individual persons do not have to file a Disclosure
Statement. If your client is nongovernmental corporate entity, you must
include a statement that identifies any parent corporation and any publicly
held corporation that owns 10% or more of its stock or states that there is no
such corporation. FRAP 26.1(a)
In a bankruptcy case, the debtor, the trustee, or if neither is a party, the
appellant must file a statement that (1) identifies each debtor not named in
the caption and (2) discloses the information required by FRAP 26.1(a) for
each debtor that is a corporation. FRAP 26.1(c)]
Date: [Insert date]
[Insert Counsel’s name or firm name]
/s/ [insert name of counsel filing brief]
[insert name(s) of Counsel]
Attorneys for Appellant [or Appellee] [insert
name of client]
ii
TABLE OF CONTENTS
Page
DISCLOSURE STATEMENT .................................................................................. i
TABLE OF AUTHORITIES ................................................................................... iv
INTRODUCTION ..................................................................................................... 1
JURISDICTIONAL STATEMENT .......................................................................... 2
STATUTORY [AND REGULATORY] AUTHORITIES ........................................ 3
ISSUE(S) PRESENTED ............................................................................................ 3
STATEMENT OF THE CASE .................................................................................. 4
SUMMARY OF THE ARGUMENT ........................................................................ 5
STANDARD OF REVIEW ....................................................................................... 5
ARGUMENT ............................................................................................................. 6
I. [Insert appropriate heading for the argument on issue #1] ................... 6
B. [Insert appropriate subheading for the subargument on the first
issue] ........................................................................................... 7
1. [Insert appropriate subheading for the sub-subargument
on issue #1.B.1, if this level of headings is necessary] .... 7
2. [Insert appropriate subheading for the sub-subargument
on issue #1.B.2] ................................................................ 7
II. [Insert appropriate heading for the argument on issue #2] ................... 7
CONCLUSION .......................................................................................................... 7
STATEMENT OF RELATED CASES
CERTIFICATE OF COMPLIANCE
iii
CERTIFICATE OF SERVICE
ADDENDUM
iv
TABLE OF AUTHORITIES
Page(s)
Cases
[Insert all cases cited in brief in alphabetical order by case name,
regardless of the jurisdiction where the case comes from. Use proper
bluebook form. Identify all pages in brief where the case appears. Avoid
use of passim unless the authority appears on nearly every page.]
example:
Bell Atlantic Corp. v. Twombly,
550 U.S. 558 (2007) ................................................................... 6, 8, 10
Berke v. Bloch,
242 F.3d 131 (3d Cir. 2001) ..............................................................1, 7
Statutes
[Insert all statutes cited in brief in numerical order by U.S. Code title and
section. Use proper bluebook form. Identify all pages in brief where the
statute appears.]
example:
42 U.S.C. § 1983 .............................................................................................. 1
Regulations
[Insert all regulations cited in brief in numerical order by U.S. Code title
and section. Use proper bluebook form. Identify all pages in brief where
the regulation appears.]
example:
8 C.F.R. § 1001(a) ........................................................................................... 1
v
Rules
[Insert all Court Rules cited in brief. Use proper bluebook form. Identify
all pages in brief where the Rule appears.]
example:
FRAP 4(a)(1)(A) .............................................................................................. 2
FRCP 12(b)(6) ...................................................................................... 3, 6, 10
Other Authorities
[Insert all other authorities cited in brief (treatises, law review articles, etc.
Use proper bluebook form. Identify all pages in brief where the other
authority appears.]
example:
Restatement (Second) of Torts § 1216 ............................................................ 6
Sidney R. Thomas, Judge James R. Browning: His Legacy for Montana and
the Future of the Federal Judiciary,
76 Mont. L. Rev. 207 (2015) ................................................................. 9
INTRODUCTION
[Formatting: Text should be double-spaced, left-justified, and with an indent
at the beginning of each paragraph. Quotations more than two lines long may be
indented and single-spaced, and headings and footnotes may be single-spaced.
Margins must be at least one inch on all four sides. Page numbers may be placed
in the margins, but no text may appear there].
[Font: Either a proportionally spaced or a monospaced face may be used
(acceptable examples include Times New Roman, Georgia, and Century
Schoolbook). A proportionally spaced face must include serifs, but sans-serif type
may be used in headings and captions. A proportionally spaced face must be 14-
point or larger, while a monospaced face may not contain more than 10 1⁄2
characters per inch. Do not use a smaller font for footnotes.]
[Type Styles: A brief must be set in a plain, roman style, although italics or
boldface may be used (sparingly) for emphasis. Case names must be italicized or
underlined.]
[Practice Tip: Although neither the Federal Rules of Appellate Procedure
nor the Ninth Circuit Rules require an introduction, both allow one, and
effective briefs often include one. Writing an introduction allows you to
succinctly (no more than 2 pages) introduce the basic facts and law the Court
needs to understand to rule your way. Consider asking yourself, “If I had
one minute to tell another lawyer who is not an expert in this subject area
what this appeal is all about and why my client should win, what would I
say?”]
2
JURISDICTIONAL STATEMENT
1
[Insert a sentence or short paragraph describing: (1) the basis for jurisdiction
for the lower court, agency or board, with reference to the specific statute
conferring jurisdiction (e.g., 28 U.S.C. § 1331); (2) the basis for jurisdiction for the
Court of Appeals, with reference to the specific statute conferring jurisdiction (e.g.,
28 U.S.C. § 1291); (3) the date of entry of the judgment or order appealed from;
the date of filing of the notice of appeal or petition for review; and the statute or
rule under which it is claimed the appeal is timely; and (4) whether the appeal is
from a final order or judgment that disposes of all parties’ claims, or information
establishing the court of appeals’ jurisdiction on some other basis.]
[In a criminal case, include the defendant’s bail status. If the defendant is in
custody, the projected release date should be included.]
[In a petition for review of a decision of the Board of Immigration Appeals,
state whether petitioner (1) is detained in the custody of the Department of
1
If you are filing an answering brief, you do not need to include a jurisdictional
statement, the statement of issues, the statement of the case, or the standards of
review, if you agree entirely with the opening brief’s discussion of those sections.
If you are filing a reply brief, you do not need to (and in fact should not) repeat the
jurisdictional statement, the statement of issues, the statement of the case, or the
standards of review section(s). Moreover, you should not simply repeat arguments
made in your opening brief, but instead respond to your opponent’s responses.
3
Homeland Security or at liberty and/or (2) has moved the Board of Immigration
Appeals to reopen or applied to the district director for an adjustment of status.]
[Practice Tip: Include citations to the excerpts of record to establish the
timeliness of the appeal.]
STATUTORY [AND REGULATORY] AUTHORITIES
[Although not required under the rules, you may reproduce the text of the
governing constitutional, statutory, or regulatory authority here. Doing so,
however, will count against the total number of words in the brief. Alternatively,
you may include a sentence like, “All relevant statutory [and/or constitutional
and/or regulatory] authorities appear in the Addendum to this brief”; text of the
relevant provisions in an Addendum is not counted against the word count.]
ISSUE(S) PRESENTED
[Identify the issue or issues that you are presenting to the Court of Appeals.]
[Practice Tip: In listing the issue(s) presented, tell the Court what the issues
are in a brief and succinct way preferably one that suggests the answer you
want without being too argumentative, such as “Whether the district court
erred in holding that Plaintiff lacked standing where he sufficiently alleged
that Defendant’s conduct directly caused him to lose his job.” Each issue
presented should be one sentence long. If there is more than one issue,
number each one. Ideally, to guide the Court, each issue presented would
map on to each major argument heading (i.e., the Roman numeral headings
below), so if the Argument section contains parts I, II, and III, there would
be three issues presented listed here.]
4
STATEMENT OF THE CASE
[Insert a concise statement of the case setting out the facts relevant to the
issues submitted for review, describing the relevant procedural history, and
identifying the rulings presented for review, with appropriate references to the
record (see FRAP 28(e)).]
[Practice Tip: “Every assertion in the briefs regarding matters in the record,
except for undisputed facts offered only for general background, shall be
supported by a citation to the Excerpts of Records, unless the filer is exempt
from the excerpts requirement.” See Ninth Cir. R. 28-2.8. In Social
Security Appeals, the parties should cite to the certified administrative
record as well as the excerpts of record. See Ninth Cir. R. 30-1.6 and 30-
1.4(e). In immigration cases, the parties should cite to the certified
administrative record and addendum containing the relevant orders. See
Ninth Cir. R. 28-2.7. Citations should be in the form [volume number (if
more than one)]-[ER (or SER or FER for supplemental and further excerpts
of record)]-[page number(s)]—for example, 2-ER-345, or ER-67 (for a
single-volume ER), or 1-SER-234 (for the first volume of a multivolume
SER). See Ninth Cir. R. 30-1.6. These should be specific citations to
particular pages of the excerpts of record to which the Court can refer (e.g.,
“1-ER-234–36”), not large page ranges. Best practice is to include a specific
record citation after every sentence in the Statement. Failure to adequately
cite to the record may result the Court striking your brief.
The statement of the case is your first real opportunity to draw the reader in,
explain what the case is about, and convince the reader to care about it. It
should read like a story of what happened, not a minute order summarizing
the proceedings below. Tell a story that is interesting, compelling, and
makes the reader want to side with your client.
Generally, the statement of the case should include the facts relied upon in
your argument section. However, you need not include every detail in the
5
statement of facts. You can elaborate further in the argument section when
doing so will make it easier for the reader to digest the additional detail.
Don’t avoid inconvenient facts. If you leave out an important fact that
seems to benefit your opponent, the judges will notice the omission, and
they will start to wonder if you are omitting other relevant information as
well. If the judges start doubting your credibility as they read your
statement of the case, you will be in trouble by the time they get to your
legal argument.]
SUMMARY OF THE ARGUMENT
[Insert a summary of the argument(s), which must (1) contain a succinct,
clear, and accurate statement of the arguments made in the body of the brief, and
(2) not merely repeat the argument headings.]
[Practice Tip: To guide the reader, the summary of argument should
generally follow the same organization as the Argument section. It can be
effective to begin each paragraph in the Summary with the Roman numeral
(e.g., “II.”) of the Argument section summarized by the paragraph.]
STANDARD OF REVIEW
[Concisely state the applicable standard of review for each issue presented,
including a citation of the relevant statute or Ninth Circuit decision setting forth the
standard. In addition, if you are the party disputing a ruling on appeal, and the
ruling is one to which a party must have objected at trial to preserve a right of
review, e.g., a failure to admit or to exclude evidence, or the giving of or refusal to
give a jury instruction, state where in the record on appeal the objection and ruling
are set forth.]
6
ARGUMENT
I. [Insert appropriate heading for the argument on issue #1]
[There are several acceptable ways to use capitalization in your argument
headings. Some attorneys prefer to use sentence case (capitalizing only the first
letter of the first word, as above) for all headings because it tends to be easiest to
read. Other attorneys prefer to use all uppercase for major headings, title case
(capitalizing the first letter of every word) for subheadings, and sentence case for
the remaining headings. The choice is yours.]
[Insert your first argument: this must include an identification of your
contentions and the reasons for them, with citations to the authorities and parts of
the record on which the appellant relies]
[Practice Tip: Begin the argument section of your brief with your strongest
argument. Omit implausible or weak arguments. Be straightforward about
the case’s strengths and weaknesses and address weaknesses head on. If you
are the appellant, don’t just argue why you are right, explain why the district
court got it wrong. Address case or statutory authority relied on by the
lower court. Don’t waste time arguing obvious or undisputed points. Don’t
use boilerplate, especially regarding well-established standards, but if there
is a controlling standard, include it.]
[Practice Tip: There are two acceptable ways to address the standard of
review. See FRAP 28(a)(8)(B). You can include a standalone Standard of
Reviewsection before your Argumentsection, as illustrated above. See
FRAP 28(a)(8)(B). Or you can begin each major section of your argument
with a subsection that addresses the standard of review for that particular
issue. This option may be particularly appropriate when your brief presents
numerous issues with different applicable standards or if the standard of
review is disputed, complex, or dispositive.]
7
[Practice Tip: The Ninth Circuit’s website includes an outline of standards
of review, which can be a useful starting point for your research.
http://www.ca9.uscourts.gov/content/view.php?pk_id=0000000368
]
B. [Insert appropriate subheading for the subargument on the first
issue]
[Using subheadings within major arguments can help guide the reader
through the progression of your argument. For clarity, try to avoid including more
than three levels of subheadings (e.g., I/A/1). Two levels should generally suffice.
Make your arguments here. Do not incorporate by reference briefs or pleadings
filed before the district court, or before this Court in a prior appeal.]
[Text]
1. [Insert appropriate subheading for the sub-subargument on
issue #1.B.1, if this level of headings is necessary]
[Text]
2. [Insert appropriate subheading for the sub-subargument on
issue #1.B.2]
[Text]
II. [Insert appropriate heading for the argument on issue #2]
[Insert your second argument (if applicable). Repeat for each additional
argument.]
CONCLUSION
[Insert a short conclusion stating the precise relief sought from the Court,
such as “For the foregoing reasons, the judgment of the district court should be
8
reversed, and the case remanded for trial [or for an evidentiary hearing, for
consideration of Plaintiff’s claims on the merits, etc.].”]
[Practice Tip: Generally, the conclusion should contain one sentence that
tells the Court specifically what you want it to do and what directions it
should give the district court.]
Date: [insert date]
[Insert Counsel’s name or firm name]
/s/ [insert name of counsel filing brief]
[insert name(s) of Counsel]
Attorneys for Appellant [insert name of
client]
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Form 17. Statement of Related Cases Pursuant to Circuit Rule 28-2.6
Instructions for this form: http://www.ca9.uscourts.gov/forms/form17instructions.pdf
9th Cir. Case Number(s) _____________________________________________
The undersigned attorney or self-represented party states the following:
[ ] I am unaware of any related cases currently pending in this court.
[ ] I am unaware of any related cases currently pending in this court other than the
case(s) identified in the initial brief(s) filed by the other party or parties.
[ ] I am aware of one or more related cases currently pending in this court. The
case number and name of each related case and its relationship to this case are:
Signature _________________________________ Date ____________________
(use “s/[typed name]” to sign electronically filed documents)
[Practice Tip: Under Ninth Circuit Rule 28-2.6, each party must identify in a
statement on the last page of its initial brief any known related case pending in the
Ninth Circuit. Cases are deemed “related” if they: (a) arise out of the same or
consolidated cases in the district court or agency; (b) raise the same or closely
related issues; or (c) involve the same transaction or event. The statement should
include the name and appellate docket number of the related case and describe its
relationship to the case being briefed. The purpose of this rule is to alert the parties
and the Court to other known cases pending in this Court that might affect how the
instant case is managed or decided. This rule does not require counsel to list all
known cases raising the same or closely related issues if the list would be lengthy
and counsel in good faith believes that listing the cases would not assist the Court
or other parties. If you don’t know of any other related cases in this Court, no
statement is required. If you are the appellee, you don’t need to include any related
cases identified by the appellant.]
[Note: The Court updates its forms from time to time. Check the Courts website
(https://www.ca9.uscourts.gov/forms/#briefs
) to be sure you’re using the most
recent version of this form.
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Form 8. Certificate of Compliance for Briefs
Instructions for this form: http://www.ca9.uscourts.gov/forms/form08instructions.pdf
9th Cir. Case Number(s) _____________________________________________
I am the attorney or self-represented party.
This brief contains _____________ words, excluding the items exempted
by Fed. R. App. P. 32(f). The brief’s type size and typeface comply with Fed. R.
App. P. 32(a)(5) and (6).
I certify that this brief (select only one):
[ ] complies with the word limit of Cir. R. 32-1.
[ ] is a cross-appeal brief and complies with the word limit of Cir. R. 28.1-1.
[ ] is an amicus brief and complies with the word limit of Fed. R. App. P.
29(a)(5), Cir. R. 29-2(c)(2), or Cir. R. 29-2(c)(3).
[ ] is for a death penalty case and complies with the word limit of Cir. R. 32-4.
[ ] complies with the longer length limit permitted by Cir. R. 32-2(b) because
(select only one):
[ ] it is a joint brief submitted by separately represented parties;
[ ] a party or parties are filing a single brief in response to multiple briefs; or
[ ] a party or parties are filing a single brief in response to a longer joint
brief.
[ ] complies with the length limit designated by court order dated _____________.
[ ] is accompanied by a motion to file a longer brief pursuant to Cir. R. 32-2(a).
Signature _________________________________ Date ____________________
(use “s/[typed name]” to sign electronically filed documents)
[Practice Tip: Certain types of briefs, such as cross-appeal, death penalty, or
amicus briefs may have different word limits. Be sure to check the applicable rules
(Ninth Cir. R. 32-1 to 32-4 (standard briefs and death penalty appeals); FRAP
29(a)(4) (amicus briefs); Ninth Cir. R. 28.1-1 (cross appeals)).]
[Note: The Court updates its forms from time to time. Check the Courts website
(https://www.ca9.uscourts.gov/forms/#briefs
) to be sure you’re using the most
recent version of this form.]
CERTIFICATE OF SERVICE
[Note: Refer to Ninth Circuit Rule 25-5 for information about electronic filing and
whether a certificate of service is required.]
Most filings submitted through the Appellate Electronic Filing System that are
served electronically do not require a certificate of service. See Ninth Circuit Rule
25-5(f)(1).
For a brief being filed electronically but served on some parties not through the
electronic filing system, a certificate of service is required. Use Form 15 or an
equivalent statement: See https://www.ca9.uscourts.gov/forms/form15.docx
(Word version) and https://www.ca9.uscourts.gov/forms/form15.pdf (PDF
version).
Filings that are not submitted through the Appellate Electronic System must be
accompanied by Form 25 or an equivalent statement. See
https://www.ca9.uscourts.gov/forms/form25.docx
(Word version) and
https://cdn.ca9.uscourts.gov/datastore/uploads/forms/form25.pdf (PDF version).
Original proceedings, petitions for review, sealed filings, and any electronically
submitted filing in a case involving a pro se litigant or attorney not registered for
CM/ECF must be accompanied by Form 15 or an equivalent statement. See
https://www.ca9.uscourts.gov/forms/form15.docx
(Word version) and
https://www.ca9.uscourts.gov/forms/form15.pdf (PDF version).]
ADDENDUM
[Note / Practice Tip: Under Ninth Circuit Rule 28-2.7, pertinent constitutional
provisions, treaties, statutes, ordinances, regulations or rules must be set forth
verbatim and with appropriate citation either (1) following the statement of issues
presented for review or (2) in an addendum introduced by a table of contents and
bound with the brief or separately; in the latter case, a statement must appear
referencing the addendum after the statement of issues. If this material is included
in an addendum bound with the brief, the addendum must be separated from the
body of the brief (and from any other addendum) by a distinctively colored page. A
party need not resubmit material included with a previous brief or addendum; if it
is not repeated, a statement must appear under this heading as follows: [e]xcept for
the following, all applicable statutes, etc., are contained in the brief or addendum
of _________.
All opening briefs filed in counseled petitions for review of immigration cases
must include an addendum comprised of the orders being challenged, including
any orders of the immigration court and Board of Immigration Appeals. The
addendum shall be bound with the brief but separated from the brief by a
distinctively colored page.]