Policy for National
Military Installation
Department of
Public Health
Initial Accreditation
Adopted November 2023
“This publication was developed under the direction of the Defense Centers for Public Health
Aberdeen (DCPH-A), Defense Health Agency (DHA) Public Health, and as a result of collaboration
between DCPH-A and the Public Health Accreditation Board (PHAB), to provide supplemental
guidance to the national PHAB Standards & Measures for Initial Accreditation, Version 2022 to reflect
military terminology, operations, and scope of practice within the installation department of public
health settings that are serving Army locations (Contract # W81K0422D0018). Its contents are solely
the responsibility of the authors and do not necessarily represent the official views of the Department
of Defense, the Defense Health Agency, the Department of the Army, or the U.S. Government. The
mention of any non-Federal entity and/or its products is for informational purposes only, and is not to
be construed or interpreted, in any manner, as federal endorsement of that non-federal entity or its
products.
TABLE OF
CONTENTS
I.
Introduction
3
Standards & Measures
3
Additional
Information
3
II.
Applicability of this Policy
5
III.
Eligibility for Accreditation
5
A.
Military Installation Department
of Public Health
5
B.
Umbrella organizations
6
IV.
Overarching Policies
7
Terms and Conditions
7
Confidentiality
7
Fees
8
Evaluation
8
Technical Assistance
8
V.
Roles & Responsibilities
9
A.
Health Department 9
Health Department Director
9
Accreditation Coordinator
9
Appointing
Authority 10
B.
Accreditation
Specialist 10
C. Site Visit Team 10
Conflict of Interest
11
D.
Accreditation
Committee
Members 11
Conflict of Interest
12
VI.
Accreditation Process
12
Step 1: Preparation
12
Accreditation Education
Resources
12
Readiness Assessment
12
Step 2: Application
13
Step 3: Documentation Selection
and Submission
13
Step 4: Review (Site Visit)
14
Pre-site Visit Review
15
Site
Visit
16
Site Visit Report
17
Step 5: Accreditation Decision
18
Accreditation Decision Process
18
Accreditation Status
18
Step 6: Additional Reporting
and Annual Reports
21
Step 7: Reaccreditation
22
VII.
Appendices
23
Appendix 1: Process Map 23
Appendix 2: Military Installation Department
of Public Health Extension Policy
25
Appendix 3: Accreditation
Appeals Procedures
26
Appendix 4: Complaint Policy
and Procedures
31
Policy for National Military Installation Department of Public Health Initial Accreditation
4
Policy for National Military Installation Department of Public Health Initial Accreditation
I.
INTRODUCTION
This policy document presents the process for seeking and obtaining initial public health department
accreditation through the Public Health Accreditation Board (PHAB). The process for reaccreditation is presented
in a separate document. For the purposes of this Policy, the term “health department” includes Military
Installation Departments of Public Health.
PHAB is the national accrediting organization for public health departments. PHAB is dedicated to advancing and
transforming public health practice by championing performance improvement, strong infrastructure, and
innovation. PHAB’s vision is a high-performing governmental public health system that supports all people living
their healthiest lives.
With support from the Centers for Disease Control and Prevention (CDC) and the Robert Wood Johnson
Foundation (RWJF), PHAB has worked with public health practitioners and experts to develop and continually
improve the national accreditation program. Incorporated in May 2007, PHAB works closely with national
organizations that represent the wide variety of public health departments and structures across the country.
These partners include but are not limited to the American Public Health Association (APHA), the Association of
State and Territorial Health Officials (ASTHO), the National Association of County and City Health Officials
(NACCHO), the National Association of Local Boards of Health (NALBOH), the National Indian Health Board
(NIHB), the National Network of Public Health Institutes (NNPHI), the Public Health Foundation (PHF), and the de
Beaumont Foundation.
Following the release of the
Standards & Measures for Initial Accreditation, Version 2022
(referred to as “The
Standards” in this document) in September 2022, PHAB engaged with the Defense Centers for Public Health
(DCPH) Aberdeen (DCPH-A) to develop supplemental guidance tailored to support Military Installation
Departments of Public Health with a current focus on select departments that serve
Army locations. Together,
PHAB and the DCPH-A reviewed The Standards, considering opportunities to further develop clarifying guidance
and examples reflective of public health programs, services, functions, and operations within the context of
Military Installation Departments of Public Health and Army installations. In addition, the supplemental guidance
was informed by site visit reports and experiences compiled from Military Installation Departments of Public
Health serving Army locations that have achieved or are in the process of achieving initial accreditation.
National public health accreditation consists of the adoption of a set of standards, a process to assess
performance against those standards, and recognition for those departments that meet the standards. The
accreditation process and standards are intended to be flexible and inclusive to accommodate many different
configurations of public health departments at all governmental levels, including Military Installation
Departments of Public Health.
Accredited health departments demonstrate accountability to their stakeholders. The goal of the national
accreditation program is to help public health departments assess their current capacity and guide them to
continuously improve that capacity, thus promoting a healthier population.
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Policy for National Military Installation Department of Public Health Initial Accreditation
Standards & Measures
Accreditation demonstrates that public health departments, including Military Installation Departments of Public
Health, maintain the capacity to deliver the three Core Functions of public healthassessment, policy
development, and assuranceand the 10 Essential Public Health Services, which provide a fundamental
framework for describing public health activities. Accreditation also demonstrates that public health departments
possess key capabilities as outlined in the Foundational Public Health Services (FPHS). The FPHS framework
outlines the unique responsibilities of governmental public health and defines a minimum set of capabilities and
areas that must be available in every community. The Standards identify “foundational capability” measures,
which are key to ensuring the community’s health and achieving equitable health outcomes. National
accreditation only applies to The Standards and does not address local political or personnel issues.
The Standards were originally developed with input from public health practitioners with wide-ranging public
health expertise, including a Standards Development Workgroup, a Tribal Standards Workgroup, and various
PHAB Think Tanks and expert panels with subject matter expertise to address specific topics. The first version of
The Standards (Version 1.0) was tested through a desk review alpha test, vetting, and an evaluated beta test. The
Standards have been revised since the original Version 1.0 and will be revised in the future as the public health
field advances. All revisions of The Standards are made with input from public health practitioners and experts
and with oversight from the PHAB Accreditation Improvement Committee, comprised of practitioners and PHAB
Board members. All proposed revisions are vetted in the field before they are presented to the PHAB Board of
Directors for adoption.
From 2014 to 2019, PHAB collaborated with U.S. Army public health practitioners under the direction of the U.S.
Army Public Health Center, U.S. Army Medical Command (now known as the Defense Centers for Public Health
Aberdeen, Defense Health Agency) to develop an adapted version of The Standards, the
Army Public Health
Initial Accreditation, Standards and Measures, Version 1.5,
along with a corresponding
Acronyms & Glossary of
Terms
. These publications were originally adapted for
what were then referred to as
Army Installation
Departments of Public Health.
In 2022, DCPH-A contracted with PHAB to develop supplemental guidance specific to Military Installation
Departments of Public Health, focusing on those departments serving a specific set of Army locations. While the
requirements within The Standards (for initial, reaccreditation, and the Pathways Recognition Program) remain in
force and applicable to all Military Installation Departments of Public Health, the supplement offers guidance
reflective of the structures, functions, and operations of those Military Installation Departments of Public Health
that serve Army locations, as well as guidance pertaining to the array of programs, services, and initiatives
provided to the installation community.
Among the principles that guide the development and revision of The Standards is that the requirements will
describe a moderate level of capacity not minimum and not maximum standards. PHAB intends for The
Standards to advance collective public health practice. For that reason, The Standards are designed to be feasible
in that they reflect current public health practice, and they also require health departments to improve as they
proceed through the process. PHAB’s Pathways Recognition Program (for health departments not yet ready to
apply for full accreditation) and PHAB’s forthcoming Excellence Recognition Program (to highlight health
departments that excel in particular areas of public health practice) are designed to support public health
advancement for health departments across a spectrum of performance.
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Policy for National Military Installation Department of Public Health Initial Accreditation
Additional Information
This document can be found on the PHAB website
http://www.phaboard.org
. The online
version includes sections entitled “For More Information,” which provide additional resources,
including links to tip sheets, online courses, and additional websites. These resources may be
updated as new information becomes available. Military Installation Department of Public
Health Accreditation Coordinators and other personnel are encouraged to use these resources
in preparation for accreditation.
FOR MORE INFORMATION
For more information on
accreditation
, including benefits, a list of accredited health departments,
frameworks, and more, visit phaboard.org/resources.
II.
APPLICABILITY
OF
THIS
POLICY
PHAB will periodically revise this policy and The Standards. This 2023 version of the policy for
Military Installation Departments of Public Health (the “2023 PolicyInstallation”) was adopted by
the PHAB Board on June 9, 2023. It applies to any Military Installation Department of Public Health
serving an Army location that is
applying under the
PHAB Standards & Measures for Initial
Accreditation, Version 2022
.
The Policy remains in full force and effect until a new version of the
policy is approved by the DCPH-A and the PHAB Board. The version of the policy and The
Standards applicable to a health department at the time it begins the accreditation process
remains applicable throughout the duration of the respective health department’s accreditation
cycle unless the health department, the DCPH-A, and PHAB mutually agree that a different version
will apply. For example, Accreditation Committee Action Requirements (ACAR) and any complaints
and appeals for a particular health department will be governed by the version of the Policy and
The Standards that apply at the time the health department commences its Application for an
accreditation cycle. If PHAB amends any provision in the 2023 Policy, it will take reasonable efforts
to notify the point of contact for each health department registered in PHAB’s electronic system
to which the change in policy pertains.
III.
ELIGIBILITY
FOR
ACCREDITATION
The entity that has the primary statutory or legal responsibility for public health in a Tribe, state,
territory, at the local level, or Military Installation Department of Public Health is eligible to
apply for accreditation. To be eligible for initial accreditation, such entities must operate in a
manner consistent with applicable federal, Tribal, state, territorial, and/or local statutes and
military regulations or their Department of Defense equivalent. PHAB will determine the
applicant’s eligibility to apply for public health department accreditation. A health department
must meet one of the definitions below to be eligible to apply for PHAB accreditation.
Health departments are encouraged to discuss with PHAB any instances where they have
questions about how The Standards or eligibility criteria apply given their organizational
structure.
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Policy for National Military Installation Department of Public Health Initial Accreditation
A.
Military Installation Department of Public Health
For the purposes of PHAB accreditation, the “Military Installation Department of Public Health
is defined, as the entity responsible for local military installation public health services.
Military
Installation Department of Public Health” refers to the departments located at the installation (“installation-
level”).
Although most of these entities will use the Installation Department of Public Health
nomenclature, the actual name may vary for some locations due to local considerations and
scope of services (e.g., multiple installations may be included in the department name of the
installation, which may be a Joint base, and the department is named as such). Activities related
to public health services in an operational (deployed) environment are excluded for the purposes
of public health department accreditation.
Further, the activities of Veterinary Services, which have been part of the military public health
enterprise, are not reviewed in PHAB accreditation, although an installation Veterinary Clinic may
partner with a Military Installation Department of Public Health.
B.
Umbrella Organizations
Health departments may apply for accreditation if they are part of an umbrella organization, super
public health agency, or super agency that oversees public health functions in addition to other
governmental functions. However, PHAB will accredit only the public health function of the umbrella
organization. The Military Installation Department of Public Health may be part of a larger
organization with higher chains of command (e.g., medical treatment facility (MTF)) and may utilize
the policies, procedures, or functions of those organizations and commands. For example, the
Military Installation Department of Public Health may utilize the human resources (HR) system of the
organization of which it is a part, such as the MTF, or Civilian Personnel Advisory Center (CPAC), or
that of another identified support agency. In this case, the documentation for “human resource
policy and procedures manual or individual policies” would be the policies and procedures of the
applicable organization or support agency.
If an applicant is part of a broader umbrella organization, the review will focus on the public health
functions, as defined by the 10 Essential Public Health Services. All organizational policies (e.g.,
confidentiality, HR), plans (e.g., strategic plan), and systems (e.g., performance management system)
provided as documentation to PHAB must apply to the division of the organization that carries out
public health functions (e.g., the Military Installation Department of Public Health), regardless of
whether they apply to the entire umbrella organization (e.g., MTF, DHA Market/Network). Because
PHAB’s review is limited to the public health function (i.e., PHAB does not provide a comprehensive
review to ensure that the policies, plans, and systems apply across the umbrella organization as a
whole), the scope of PHAB’s accreditation recognition is limited to the public health function(s), as
defined by the 10 Essential Public Health Services, and does not cover the entire umbrella
organization.
The accountability for meeting the measures rests with the Military Installation Department of Public
Health under accreditation review. The department must provide evidence of meeting the measure,
even if such documentation is produced by an umbrella agency of which the Military Installation
Department of Public Health is a part. In these instances, it is advisable for the department to include
an explanation of how the functions, policies, or procedures of the umbrella organization apply to
and are used by the Military Installation Department of Public Health.
FOR MORE INFORMATION
For more information on
eligibility
, including how to learn more about the applicability of the program in
your jurisdiction, visit phaboard.org/resources.
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Policy for National Military Installation Department of Public Health Initial Accreditation
IV.
OVERARCHING
POLICIES
Terms and Conditions
A Military Installation Department of Public Health applicant must agree to PHAB’s Terms and
Conditions agreement, which must be electronically signed upon Application submission. As part of
the Terms and Conditions, the Chief/Director or Deputy Chief/Director of the applicant Military
Installation Department of Public Health will attest to the accuracy and validity of, and assume full
responsibility
for, the content of the Application and all documentation and information used by
the applicant throughout the accreditation process, including Annual Reports. The applicant will
acknowledge and
agree that PHAB reserves the right to verify any or all of the information.
Providing false, misleading,
inaccurate, or incomplete information or otherwise violating the rules
governing the accreditation program may constitute grounds for the rejection of the
Application, denial of accreditation, revocation of accreditation status, or other appropriate
disciplinary action.
FOR MORE INFORMATION
To read the
Terms and Conditions
, visit phaboard.org/resources.
Confidentiality
The Military Installation Department of Public Health applicant acknowledges and agrees that
PHAB will undertake reasonable efforts to keep information exchanged throughout the
accreditation review process confidential to the review process, except to the extent that PHAB
might be required by law, statute, rule, or regulation to disclose such information.
Confidential information includes:
Any and all of the health department’s documentation.
Site Visit Team pre-visit, site visit, and post-visit discussions.
Contents of the Site Visit Report.
Opinions expressed to the Site Visit Team during interviews and site visit
discussions.
Documents viewed and visual observations made as part of the site visit.
Membership of the Site Visit Team.
Except as otherwise stated in this policy or prohibited by applicable law, the applicant may make
their own decisions about disclosure of information used for and received during the accreditation
process. They may not, however, disclose to any third party any information regarding the identity
of the Site Visitors.
PHAB will provide the assigned Department of Defense (DoD) Contracting Officer’s Representative
(COR) and the Defense Public Health Accreditation Program Management Team with a list of
decisions (accredited, reaccredited or deferment of decision), including ACAR decisions, for all
Military Installation Departments of Public Health. PHAB will also publish on its website the list of
accredited health departments, including accredited Military Installation Departments of Public
Health. The published list includes basic information such as location, date of accreditation, health
department type, population, and version of The Standards. If a health department had previously
been accredited and is no longer accredited for any reason (e.g., including failure to follow Annual
Reporting requirements, decision not to apply for accreditation, and/or not successfully
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Policy for National Military Installation Department of Public Health Initial Accreditation
completing the accreditation process, etc.) the health department’s status as being no longer
accredited will be publicly released.
In addition, to support the evidence base for public health practice, PHAB will make aggregate,
anonymized information gathered through the accreditation process (e.g., assessments of
conformity) available to the public or may share accreditation data with identifiers to researchers
who follow PHAB’s data use agreement process and confidentiality requirements. Information
about data for research purposes is available on the PHAB website. Health departments may also
be able to opt in to sharing additional data with other health departments for the purpose of
shared learning.
Site Visitors are instructed to not discuss the applicant health department or any of its
documentation with others not involved in the health department’s PHAB accreditation process.
At all times, health departments are solely responsible for abiding by all applicable state and
federal laws as well as military regulations or policies regarding personal or sensitive
information. For example, for personnel-related requirements, state or federal law may require
the health department to redact the names of employees. In addition, state or federal laws may
prohibit disclosing personal health information to PHAB (including through PHAB’s electronic
system). PHAB cannot provide advice regarding a health department’s particular obligations
under applicable law. As such, health departments should seek counsel for complying with
applicable privacy laws.
FOR MORE INFORMATION
For more information on the
PHAB Data Portal
,
Site Visitor Agreement
, and more, visit
phaboard.org/resources.
Fees
As of this document’s publication, fees to apply for initial accreditation are centrally paid for by
the DCPH-A/DHA for Military Installation Departments of Public Health serving select Army
locations. Asterisks (*) indicate specific fee references covered within this Policy.
Evaluation
For PHAB’s continuous quality improvement of the accreditation process, courses, and supporting
guides and documents, PHAB conducts evaluation activities and may contract with an external
evaluator to gather additional feedback. PHAB or its contractor may ask health departments to
complete surveys or participate in interviews or focus groups. It is through evaluations that the
health departments are provided opportunities to submit comments and recommendations
concerning The Standards, the Site Visit Report, the Site Visit Team, the accreditation process,
or any aspect of the accreditation experience. PHAB uses the findings of its evaluations to make
decisions regarding all components of the accreditation process. All applicant health departments
are expected to participate in PHAB’s evaluation process. Findings from the evaluations that are
shared publicly do not identify individuals or organizations. Evaluation content from the health
department
is not shared with the Accreditation Committee, and comments do not affect the
accreditation decision. The DCPH-A may also conduct an evaluation specific to Military
Installation Departments of Public Health experiences or outcomes related to the accreditation
process and designation. These are separate from PHAB’s evaluation activities.
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Policy for National Military Installation Department of Public Health Initial Accreditation
Technical
Assistance
Health departments should direct all questions on the accreditation process and The Standards to
PHAB. PHAB staff is available to provide technical assistance on issues involving the accreditation
process; the e-PHAB information system; required forms; meaning of terms used; and interpretation
of the standards, measures, and documentation guidance. PHAB is responsible for providing
training to applicants on the accreditation process and the selection of documentation that
demonstrates conformity with The Standards.
PHAB has resources and courses available to health departments preparing and applying for
accreditation. PHAB will designate specific courses that are required during the Preparation step
(see Accreditation Process below) and may require additional training at later steps in the process
(e.g., health departments that are required to submit an ACAR also have required training
associated with that process).
FOR MORE INFORMATION
For more information on
technical assistance
, including PHAB’s e-Learning platform, visit
phaboard.org/resources.
V.
ROLES & RESPONSIBILITIES
A.
Health
Department
Department of Public Health Chief or Director
For the purposes of PHAB accreditation at Military Installation Departments of Public Health,
the Health Department Chief/Director may be the department’s senior officer, the installation’s
public health authority, or similar assignment defined as the highest-ranking individual with
administrative and managerial authority at the level of the health department. Throughout this
document, this position will be referred to as the Health Department Director.
The Health Department Director is responsible for attesting to the accuracy of the information
submitted to PHAB as demonstrated by authorizing the submission of materials through PHAB’s
electronic information system, e-PHAB. This includes the Application and all documentation
(documentation submission, reopened measures, ACAR, Annual Report).
Accreditation
Coordinator
Health departments pursuing PHAB accreditation are required to appoint one person as an
Accreditation Coordinator. The Accreditation Coordinator cannot be the Health Department
Director; the responsibilities of these two positions are too significant to be handled adequately by
one
person. However, if health department circumstances make it challenging to appoint
someone other than the department director as the Accreditation Coordinator, health
departments may submit a written request to PHAB to appoint the director as the Accreditation
Coordinator.
The Accreditation Coordinator is responsible for coordinating the accreditation process within the
health department and is the primary communication contact between the health department and
PHAB throughout the entire accreditation process. It is the responsibility of the health department
to ensure e-PHAB is updated if any contact information changes.
While the health department must designate the Health Department Director and Accreditation
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Policy for National Military Installation Department of Public Health Initial Accreditation
Coordinator, the health department can also designate other staff members who will have access
to e-PHAB.
FOR MORE INFORMATION
For more information on
selecting an Accreditation Coordinator
, visit phaboard.org/resources.
Although not required, PHAB strongly encourages health departments to use an Accreditation Team
through the process.
Appointing Authority
The appointing authority is the person with the power to hire the chief or director of the health department.
The term “commander,” as it pertains to the governance of the Military Installation Department of Public
Health, is specific to the commander to whom the chief or director of the Military Installation Department of
Public Health reports (MTF Commander, or other designated Commander, for example), unless otherwise
specified.
The appointing authority is responsible for providing a letter of support to apply for each cycle of PHAB
accreditation.
B.
PHAB Accreditation
Specialist
PHAB Accreditation Specialists will be available to provide technical assistance concerning the
accreditation process and the interpretation and intent of The Standards. Accreditation Specialists
are employed by PHAB and are experienced public health professionals with extensive knowledge
of The Standards and the accreditation process.
A health department will be assigned a PHAB Accreditation Specialist during process steps where
documentation is reviewed for conformity with The Standards. The Accreditation Specialist is
a member of the Site Visit Team. The Accreditation Specialist conducts an initial review of the
applicant health department’s documentation and works to ensure quality assurance, consistency
within and across reviews, rater and inter-rater reliability, and clarity of information in the Site
Visit Report. The Accreditation Specialist works closely with Site Visitors and provides technical
assistance concerning the review process and The Standards. The Accreditation Specialist acts as
the point of contact between the Site Visitors and the health department.
FOR MORE INFORMATION
For more information on how to
contact PHAB Staff
, visit phaboard.org/resources.
C.
PHAB Site Visit Team
PHAB employs a peer review model. PHAB Site Visitors must demonstrate their understanding
of governmental public health services, as spelled out in PHAB’s eligibility requirements. PHAB
will identify Site Visit Team members who have a background and are experienced in military public
health practice or experience working in a Military Installation Department of Public Health. After a
site visitor application is accepted by PHAB, Site Visitors will undergo training designed to
ensure consistency in assessments of The Standards (inter-rater reliability). To remain an active
Site Visitor, individuals may be required to complete additional or refresher trainings as
determined by PHAB.
Site Visitors play a central, substantive, and critical role in the accreditation process. The Site
Visit Team, which is comprised of a peer reviewer(s) and PHAB Accreditation Specialist, reviews
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Policy for National Military Installation Department of Public Health Initial Accreditation
documentation submitted by health departments; conducts site visit interviews; and writes the
Site Visit Report.
The Site Visit Team represents PHAB. The team’s responsibility is to learn about the health
department through the review and to contribute to the development of a Site Visit Report that
accurately describes and reflects the health department that they have reviewed. The Site Visit
Team does not decide or recommend the accreditation status of the health department.
The size of the Site Visit Team is determined by the complexity of the review. PHAB appoints a Team
Chair for each health department.
Except during the site visit itself, all communication from the health department will be with the
Accreditation Specialist, rather than with the volunteer Site Visitors.
Conflict of Interest
PHAB strives to ensure that a bias-free decision process is maintained. Anyone who will serve on
a Site Visit Team must identify and disclose actual, potential, or perceived conflicts of interest.
Individuals will not be assigned to a Site Visit Team for a health department with which a valid
conflict of interest exists. The goal is to prevent any negative impact that conflicts of interest may
cause to the accreditation process.
Conflicts of interest may include, but are not limited to
Previous or current employment with the health department;
Previous or current consultation or other business arrangement with the health
department;
Family relationship with key employees of the health department; or
Any other relationship with the health department that would afford the Site
Visit Team member access to information about the health department other
than that which is provided through the PHAB accreditation process.
For a period of
12
months following the conclusion of a site visit, no Site Visitor may serve as a
consultant to any health department they have reviewed.
Site Visitors sign an agreement form with PHAB that includes conflict of interest provisions inclusive
of the above.
Additionally, to ensure objectivity, individuals that are currently working for a health department
will not be assigned to serve on a Site Visit Team for health departments within that same state.
The health department also has an opportunity to review potential Site Visit Team members for
conflict of interest and request that a change be made in their Team membership, based on that
conflict.
FOR MORE INFORMATION
For
guidance on eligibility
and how to
apply to be a site visitor,
visit phaboard.org/resources.
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13
Policy for National Military Installation Department of Public Health Initial Accreditation
D.
PHAB Accreditation Committee Members
The PHAB Accreditation Committee determines accreditation status for health departments. The
Accreditation Committee has no fewer than ten members. Members of the PHAB Board of Directors
must comprise a majority of the members. At least 50 percent of the membership must have
recent Tribal, state, territorial, or local health department experience. The PHAB Board appoints
the members of the Accreditation Committee. This delineation was made to ensure a definitive
separation of the accreditation-related decisions made by the Accreditation Committee from the
handling of any appeals or complaints by the remainder of the Board members who do not serve
on the Committee. In keeping with this objective, Board members who are not on the Accreditation
Committee roster may not attend the Accreditation Committee meeting when accreditation
decisions are being considered.
The Accreditation Committee is chaired by a member of the PHAB Board. A Vice Chair is also
appointed. In the event that neither the Chair nor the Vice Chair is available to chair a meeting, a
member of the Accreditation Committee who is also a member of the PHAB Board of Directors is
asked to chair the meeting or affected portion of meeting.
The Accreditation Committee generally meets on a quarterly basis but may meet more frequently,
if required by the workload.
Conflict of Interest
PHAB has an obligation to ensure a bias-free decision-making process. All members of the
Accreditation Committee have an obligation to identify and disclose actual, potential, or
perceived conflicts of interest, and avoid the impact that such conflicts of interest may create in
the accreditation process.
Members of the Accreditation Committee must disclose any conflicts of interest they have with any
health department being reviewed. Committee members could still be able to serve as members
of the Committee but are required to recuse themselves from any review, discussion, deliberation,
or voting related to the respective health department to which the conflict is attached. Recusal
means that the member is blocked from access to the health department’s Site Visit Report and
must leave the room or the conference call when that health department’s accreditation status
decision is being discussed and made.
VI.
ACCREDITATION
PROCESS
The PHAB initial accreditation process consists of seven steps: (1) Preparation, (2) Application, (3)
Documentation Selection and Submission, (4) Review, (5) Accreditation Decision, (6) Additional
Reporting and Annual Reports, and (7) Reaccreditation. Each of these steps includes tasks that
have time limits. (See Appendix 1 for a process map outlining the steps in the process.) A health
department may request an extension from PHAB for extenuating circumstances. (See Appendix 2
for the policy for requesting an extension.) If PHAB approves the extension, then the timeframe
for the step will be adjusted accordingly.
Step
1:
Preparation
A health department’s thorough preparation is critical to its success with the accreditation process.
PHAB has developed resources to help health departments prepare for accreditation, including a series
of courses and required completion of a Readiness Assessment. Health departments will need an
account in e-PHAB, PHAB’s electronic system, to access some of these resources. Registering in e-
14
Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB is non-binding and does not commit a health department to submit an Application. At the time
the account is registered, a health department may be asked to demonstrate that it is a governmental
public health department eligible for accreditation.
Accreditation Education Resources
PHAB maintains a list of available education resources on its website. That list indicates which
courses the Accreditation Coordinator or the Health Department Director is required to complete
before submitting an Application for accreditation. While many of these courses are on-demand,
the Accreditation Coordinator will be required to participate in at least one live learning event
(which may be virtual or in-person) as part of their preparation.
Readiness Assessment
The Readiness Assessment tool aids health departments interested in pursuing PHAB Accreditation
or PHAB Pathways Recognition in determining the best approach based on their current level
of readiness. After the health department submits its assessment to PHAB, it will receive written
feedback about its level of readiness for moving forward in either accreditation or Pathways.
Based on this feedback, the health department decides whether to move forward with
accreditation, Pathways, or not at all. While completion of a Readiness Assessment is a required
step in the process, the health department may decide to move forward, as it sees appropriate,
with Pathways, Initial Accreditation, or neither.
FOR MORE INFORMATION
For more information on
preparing for accreditation
, including required trainings and the Readiness
Assessment, visit phaboard.org/resources.
Step 2: Application
After the health department has submitted its Readiness Assessment to PHAB, determined it
will apply for accreditation, and completed all required training for initial accreditation, it will
submit an Application in e-PHAB. The Application is formal notification to PHAB of a health
department’s official commitment to initiate the public health department accreditation
process. The Application, which includes agreeing to the Terms and Conditions, is a
commitment that the applicant will abide by the current and future rules of PHAB’s
accreditation process to achieve and maintain accreditation status for the 5-year accreditation
period. The accreditation process formally begins once a health department submits a
completed Application.
If the Application is not submitted within 12 months of the health department completing its
Readiness Assessment, the health department may need to repeat some of the preparation steps,
and
there
may be fee implications.* The health department must coordinate directly with the
Defense Public Health Accreditation Program Manager to determine if and how such fees will be
paid.
As part of the Application, the health department will be required to upload documentation
that indicates support for accreditation from the appointing authority. The Application will also
require additional information and documentation about the health department, such as the
organizational chart.
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15
Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB staff will review submitted Applications and required attachments to ensure that
The Readiness Assessment has been submitted, and the health
department has received feedback from PHAB;
The Application is complete;
Attachments that meet PHAB’s requirements for the Application have
been uploaded; and
Necessary trainings have been completed.
PHAB will respond to the applicant, indicating whether the Application has been accepted as
complete. If the Application is not accepted, PHAB will notify the applicant as to what additional or
different information is required to complete the Application.
FOR MORE INFORMATION
For more information on the
accreditation application
, including fees*, visit phaboard.org/resources.
* As of this document’s publication, fees to apply for accreditation are centrally paid for by the DCPH-A/DHA for Military Installation
Departments of Public Health at Army locations.
Step 3: Documentation Selection and Submission
The documentation submitted by the health department to PHAB is critical
. It will be
assessed by a PHAB Site Visit Team to determine the health department’s conformity with The
Standards and to develop the Site Visit Report, which is the basis for the accreditation decision.
After the health department’s Application has been approved, the applicant health department
will be able to begin uploading documentation for each measure in e-PHAB. Health departments
must upload and submit their documentation to PHAB within 12 months of the date of gaining
access to this module in e-PHAB. If a health department does not submit its documentation within
the timeframe, the applicant must begin the process again with required training and Application.
The Standards document includes the specific required documentation needed to demonstrate
conformity with each measure. In addition, the “Requirements for All Documentation” section
of The Standards document sets forth all requirements to which documentation must adhere.
This includes the use of PHAB-provided Documentation Forms to accompany all submitted
documentation. PHAB, in conjunction with the DCPH-A, has developed supplemental guidance to
support Military Installation Departments of Public Health at Army locations in the interpretation
of the requirements outlined in The Standards. The supplemental guidance provides additional
guidance for use by Military Installation Departments of Public Health serving Army locations
and Site Visitors of examples reflective of programs, operations, services, and functions within a
military context with specific focus on those departments serving Army locations. The
supplemental guidance does
not
replace the requirements outlined within The Standards, except
where indicated in
bold red font
in the far left column.
It is the responsibility of the health department to ensure that documentation is
complete, speaks to the intent of the measure, addresses all elements required for
the measure, complies
with all aspects of the Requirements for All Documentation”
section within The Standards, and
directs the reviewers to the specific parts of the
document that fulfill the requirements.
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16
Policy for National Military Installation Department of Public Health Initial Accreditation
There are several circumstances in which health departments may not be required to provide
documentation for specific measures because their performance against those measures has
already been verified:
PHAB’s Pathways Recognition program:
If the health department has been
recognized through the Pathways program, the health department is not required
to re-
submit for accreditation the documentation that was previously used for Pathways if
the documentation is within the timelines outlined in the Policy for the Pathways
Recognition program.
Project Public Health Ready:
If the applicant is currently recognized as Project
Public Health Ready (PPHR), a criteria-based training and recognition program of
the
CDC and NACCHO, that health department is exempt from submitting documentation
to demonstrate conformity with Standard 2.2 requirements.
Defense Public Health Enterprise-wide Documentation:
PHAB will work with the
DCPH-A to identify documents in use among Military Installation Departments of
Public Health serving Army locations to streamline the accreditation process. For
example, if there are documents that would likely be submitted by each applicant
Military Installation Department of Public Health, PHAB could review those
documents once rather than requiring submission and review of each Military
Installation Department of Public Health.
FOR MORE INFORMATION
For more information on
documentation selection
, including the Scope of Authority policy, Standards &
Measures, and Documentation Forms, visit phaboard.org/resources.
Step 4: Review (Site Visit)
After the health department has submitted its documentation for all measures, review of the
documentation begins.
The purpose of the documentation review is to assess the documentation against The
Standards, considering the Initial Accreditation Supplemental Guidance for Military Installation
Departments of Public Health in order to develop a Site Visit Report. The documentation
review will result in an assessment of the health department’s conformity with each measure’s
intent and requirements. Each measure will be assessed using one of four assessment
categories:
Fully Demonstrated:
In the professional judgment of the Site Visit Team, the
submitted documentation is complete, providing evidence of conformity with all
elements of the Required Documentation set forth in The Standards.
Largely Demonstrated:
In the professional judgment of the Site Visit Team, the
submitted documentation demonstrates the elements of the Required
Documentation that are critical to the intent of the measure. That is, the health
department is generally in conformity with the measure and meets its intent but is
missing some elements or parts of the Required Documentation.
Slightly Demonstrated:
In the professional judgment of the Site Visit Team, the
submitted documentation does not demonstrate the intent of the measure. While
some documentation is in conformity with the requirements, the health
department is
missing vital elements of the Required Documentation. The pieces
of the Required
Documentation that are critical to the intent of the measure are not evidenced.
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17
Policy for National Military Installation Department of Public Health Initial Accreditation
Not Demonstrated:
In the professional judgment of the Site Visit Team, the
submitted documentation provides no evidence of conformity with the Required
Documentation. None of the required elements are demonstrated.
The documentation review is to be conducted in two review phases: a Pre-site Visit Review
and a site visit. The purpose of the Pre-site Visit Review is to review the documentation and
request
additional documentation on any measures initially assessed as Slightly Demonstrated
or Not Demonstrated prior to the site visit. The purpose of the site visit is to provide the
reviewers the opportunity to acquire a more comprehensive review of the health department
through the combination of interviews, meetings with key stakeholders, and any additional
documentation requested of the health department.
Pre-site Visit Review
The PHAB Accreditation Specialist conducts an initial review of all submitted documentation
and will submit all measures initially assessed as Slightly Demonstrated or Not Demonstrated,
as a batch, to the health department. Health departments will be provided the opportunity to
upload additional documentation for those measures, with an accompanying Documentation
Form. The additional documentation could have been created or revised after the health
department’s original documentation submission date.
The health department will have 45 days to provide additional documentation for reopened
measures. If the health department does not respond within the timeframe, the review will proceed
with the originally submitted documentation. The purpose of the opportunity to request additional
documentation during the review is to provide the Site Visit Team with the information it
needs to develop a Site Visit Report that accurately describes how conformity with the
measures was demonstrated, or details what is missing.
Measures initially assessed as Largely Demonstrated or Fully Demonstrated meet the “intent”
of the requirement and typically will not be reopened for additional documentation. After PHAB
receives the health
department’s response to the Pre-site Visit Review, the Accreditation Specialist
will review any additional documentation provided and update the initial assessment.
Peer reviewers will be assigned to the Site Visit Team. A Site Visit Team is comprised of at least
one
PHAB Accreditation Specialist and at least
one
peer reviewer. The peer reviewers will review
the draft Site Visit Report, including assessments and conformity comments, as prepared by
the Accreditation Specialist, as well as contextual information provided in the health
department’s Application. The peer reviewers will also review the documentation for all
measures scored as Slightly Demonstrated or Not Demonstrated and will review
documentation for at least one measure in each Domain. The Site Visit Team will reach
consensus on those assessments and Site Visit Report comments.
18
Policy for National Military Installation Department of Public Health Initial Accreditation
Site Visit
During the visit, the Site Visit Team focuses on gathering information to (1) validate and verify
the evidence presented in the documentation that was submitted to PHAB; (2) understand the
context in which the documentation is implemented by the health department; and (3) ask for
additional documentation, at their discretion, to supplement what they received prior to the
site visit. The number of days and format (virtual, in-person, or hybrid) of the site visit may
depend on the complexity of the documentation and conditions (e.g., the Site Visit Team’s
ability to travel). As long as conditions allow, site visits for initial accreditation will be conducted
in a hybrid format (for example, the Accreditation Specialist and the Site Visit Team Chair will
visit the health
department in person, and sessions involving the other members of the Site Visit
Team will be conducted
by videoconference). Site visits usually last between 10 and 15 hours.
In addition to discussion about documentation previously submitted to PHAB, time will be allotted
during the site visit to verify any documents that CANNOT be uploaded electronically in a non-
governmental information technology system. Those documents the Military Installation
Department of Public Health might consider using as documentation but have NOT been approved
for inclusion in PHAB’s electronic system are described in the introduction of the supplemental
guidance.
The Site Visit Team will collaboratively prepare for the site visit. The timing and planning of the
site visit are mutually agreed upon among PHAB, the Site Visit Team, and the health department.
PHAB will make every effort to ensure that the site visit is conducted according to the planned
schedule. However, there may be times when the planned site visit must be rescheduled due to
unforeseen circumstances.
The Health Department Chief and Accreditation Coordinator must be available during the
entire site visit and will be required to participate in certain sessions. If the health department
has
designated domain team leaders (responsible for the identification and selection of
documentation
for a particular domain), they should be available for those domain-specific
interviews. The health department determines which department staff participates in each
session during the site visit. The health department must invite community partners and
governance representatives to meet with the Site Visit Team for specific site visit sessions. At its
discretion, the health department may invite others to attend the site visit.
During the site visit, the Site Visit Team may reopen measures and ask that additional
documentation
be uploaded into e-PHAB. For example, if the health department references an
example that could potentially demonstrate conformity with a measure, that measure could be
reopened. Any additional documentation must be submitted by the health department through
e-PHAB within 2 business days of the last session of the site visit. The additional documentation
could have been created or revised after the health department’s original documentation
submission date.
During the site visit, the Site Visit Team Chair leads the work of the Site Visit Team, acts as
spokesperson, and leads meetings involving Site Visit Team members. The Site Visit Team does
not make any comment regarding possible accreditation status at any time. The Site Visit Team
members do not provide advice to the health department or share information about how other
health departments fulfill their public health roles and responsibilities. The role of the Site Visit
Team during the visit is to gather information, not provide feedback or recommendations to
the health department.
The site visit agenda will include an entrance conference; facility tour (in-person or virtual);
interviews with key staff on identified measures; an interview with the
Health Department
19
Policy for National Military Installation Department of Public Health Initial Accreditation
Chief/Director
;
interviews with a representative(s) of the governing entity and community partners;
and an exit
conference to summarize or highlight overall impressions, greatest strengths, and
opportunities for
improvement. The agenda may be amended to coordinate Site Visit Team
members’ and health
department staff’s needs to attend various sessions. Prior to the site visit, the
Accreditation Specialist will provide a final site visit agenda to the health
department so the
department can ensure the necessary staff members and others are present. A list of measures
about which the Site Visit Team has specific questions will be shared with the health department
in advance of the site visit. The list may not be exhaustive, as discussions during the site visit
could result in additional
measure-, domain-, or theme-related questions.
FOR MORE INFORMATION
For more information on
preparing for the site visit
, visit phaboard.org/resources.
Site Visit Report
The Site Visit Report is the Site Visit Team’s comprehensive and final assessment of the health
department’s conformity with The Standards, taking into account the Supplemental Guidance
for Military Installation Departments of Public Health Initial Accreditation, based on the
entirety of the information gathered
through the review process. The overall objective of the Site
Visit Report is to accurately describe the
health department’s demonstration of conformity with
the measures, the department’s strengths and opportunities for improvement, and how the
health department functions.
The Site Visit Team develops a Site Visit Report that is submitted to PHAB through e-PHAB.
The Site Visit Report has two audiences: the Accreditation Committee uses the report to make
an accreditation decision, and the health department uses the report for additional work (if
required
by PHAB through the ACAR or Annual Report process), continuous quality improvement,
and Annual
Reports to PHAB.
The Site Visit Team provides an assessment and narrative for each measure. The narrative
provides a summary of how conformity with the measure was demonstrated, and details what
required element(s), if any, was missing. The Team may also describe any areas of excellence
and/or describe any opportunities for improvement that it identifies. Even if a measure is Fully
Demonstrated, the Team may note any identified opportunities for improvement
. These
opportunities
for improvement are not considered in the accreditation decision.
An overall Report summary provides the Team’s appraisal of the health department’s (1) three
greatest strengths, (2) three greatest opportunities for improvement, and (3) overall
impressions of the department as a functioning health department.
The final Site Visit Report is sent to the health department for their information. Health departments
do not have an opportunity to submit comments concerning the Report at this time. Rather,
health departments may submit comments about the report or any part of the accreditation
process as part of PHAB’s evaluation processes.
PHAB does not make Site Visit Reports available to anyone other than the health department, the
DoD COR, the Defense Public Health Accreditation Program Management Team, PHAB
staff, and
the PHAB Accreditation Committee. The health department may share its Site Visit Report with
others at its discretion.
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20
Policy for National Military Installation Department of Public Health Initial Accreditation
Step 5: Accreditation Decision
Accreditation Decision Process
The PHAB Accreditation Committee is charged with reviewing reports developed by the PHAB
Site Visit Team and determining the accreditation status of health departments. All Site Visit
Reports are available to all members of the Committee to read (unless a conflict of interest has
been identified and recusal warranted).
The Accreditation Committee reviews the health department’s Site Visit Report and determines
accreditation status. The Accreditation Committee makes accreditation decisions based on the
Site Visit Report, including the Site Visit Team’s assessments of conformity with each measure,
conformity comments, and overall Report summary.
If members of the Accreditation Committee have questions about the Report, the Site Visit
Team Chair may be requested to speak with members of the Committee before or during the
meeting. PHAB staff are available to address conformity issues or compliance with the process,
policy, or rules in order to promote consistency in decisions.
PHAB does not accept testimony, letters, phone calls, or other means of communication from
the public about an individual health department while the department’s accreditation process
is in progress.
Applicants are not permitted to attend Accreditation Committee meetings, though PHAB discloses
to the health department when the Committee is reviewing the Site Visit Report. Identifying
information concerning the health department, the Site Visit Report, and the Committee’s
deliberations is confidential and is not shared outside of PHAB.
Accreditation
Status
Following are the three accreditation decisions that the Accreditation Committee can make:
Within 2 weeks of the conclusion of the Accreditation Committee meeting, PHAB will send a
letter through e-PHAB to the Health Department Chief/Director, with a copy to the
Accreditation Coordinator, stating the official PHAB accreditation decision. No verbal feedback
is provided to applicants before the official written decision letter is sent to the applicant
through e-PHAB.
a)
Accredited Health Departments
Accredited health departments receive a certificate, a plaque, and access to online resources
specifically for accredited health departments.
If the health department receives a status of “accredited,” the Accreditation Committee may
provide the health department with a list of measures that are opportunities for improvement. This
is one portion of the Annual Reports to support the department’s continuous quality improvement
efforts. Reporting on specific measures could take one of two forms:
If there
are
Foundational Capabilities measures that are assessed as Slightly or Not
Demonstrated, the Accreditation Committee will indicate that an Annual Report with
Accredited
(5 years)
Not
accredited
21
Policy for National Military Installation Department of Public Health Initial Accreditation
Documentation Requirements is needed. In this case, the health department will be
required to provide
documentation
for those measures in the Annual Report the first
year after the accreditation decision. That documentation will be assessed for
conformity with the measure requirements. The health department shall be asked to
provide additional documentation that year or a subsequent year, or be referred to
the Accreditation Committee, if the documentation does not sufficiently demonstrate
improved conformity with the measure.
If there are
no
Foundational Capabilities measures assessed as Slightly or Not
Demonstrated, the health department is required to report in its Annual Reports
on
progress on other measures designated by the Accreditation Committee.
Each year’s
Annual Report will be reviewed by PHAB staff, and additional reporting
may be required
that year or in subsequent years. If the health department does not report sufficient
progress, the health department shall be referred to the Accreditation Committee.
FOR MORE INFORMATION
For more information, including
communication toolkits
for accredited health departments, visit
phaboard.org/resources.
b)
ACAR
If the Accreditation Committee decides not to confer accreditation status to the health
department based on the Site Visit Report, the Accreditation Committee will issue an Accreditation
Committee Action Requirements (ACAR) to the health department that details specific measures
for which the health department must take further action to satisfy PHAB’s accreditation
criteria. The health department will remain in process until the ACAR is complete.
The health department is required to submit additional documentation for measures identified by
the Accreditation Committee as part of the ACAR within 12 months of the receipt of the
notification that the Accreditation Committee requires additional action. The purpose of the ACAR
is to provide
the health department with an opportunity to improve its performance and develop
documentation
to demonstrate conformity with the measures’ requirements.
The health department must use PHAB’s ACAR Documentation Forms to submit its
documentation for all of the ACAR-required measures and must submit the forms
at one time.
Submitted documents
are reviewed against The Standards and assessed by a Site Visit Team.
PHAB strives to assign the same reviewers that reviewed the entire set of documents
submitted for the accreditation cycle but may assign other PHAB-trained reviewers if the
original Site Visitors are not available.
The Site Visit Team’s assessments are submitted to the Accreditation Committee as an ACAR
Report for the Committee’s determination of accreditation status. The health department will
also receive the ACAR Report.
FOR MORE INFORMATION
For more
information on the ACAR
, including guidance, resources, and Documentation Forms, visit
phaboard.org/resources.
phaboard.org/resources
phaboard.org/resources
22
Policy for National Military Installation Department of Public Health Initial Accreditation
c)
Not Accredited
The Accreditation Committee’s decision to Not Accredit a health department may be
based on either of the following two sets of criteria: (1) Not Accredited Based on Non-
conformity with The Standards (“Non-conformity Decisions”), and (2) Not Accredited for
Failure to Complete Accreditation Process (“Procedural Decisions”).
1.
Non-conformity Decisions
Non-conformity Decisions may be appealed in accordance with the PHAB Appeals Procedure
set forth in Appendix 3. The Accreditation Committee can issue a Non-conformity Decision at
the following points during the accreditation process:
Upon determination that a health department did not adequately fulfill
the requirements of the ACAR Report.
Upon a determination that a health department failed to make
sufficient progress on measures designated by the Accreditation
Committee for reporting or documentation in an Annual Report.
Upon review of an Annual Report that indicates changes in the health
department or adverse findings that result in the health department no
longer being in conformity with The Standards.
Upon an adverse determination pursuant to the PHAB Complaint Policy
and Procedures (see Appendix 4).
Note: The Accreditation Committee does
not
have the option to Not Accredit a health
department
based on the review of the Site Visit Report. At that point in time, the Accreditation
Committee’s only
options are to Accredit or to issue an ACAR.
2.
Procedural Decisions
The Accreditation Committee may issue a Procedural Decision to Not Accredit a health
department at the following times:
Upon a health department’s failure to submit the requirements for
accreditation (e.g., the health department does not complete
documentation submission) according to the timeframes described in this
document.
Upon a health department determining that it will drop out of the
accreditation process at any point after the Site Visit Team has completed
and submitted the Pre-site Visit Review to the health department.
Upon a health department’s failure to submit documentation that was
required in an ACAR by the time ACAR documentation is due.
Upon a health department’s failure to submit an Annual Report on time.
Upon DCPH-As/DHAs failure to pay fees* that are owed to PHAB.
Upon a health department’s failure to apply for reaccreditation by the time
the reaccreditation Application is due.
Procedural decisions cannot be appealed.
Upon receiving notice of a Procedural Decision, the health department will have 90 days from
the date of receipt to contact PHAB to request an extension. The granting of an extension is at
PHAB’s sole discretion.
23
Policy for National Military Installation Department of Public Health Initial Accreditation
Notification of Decision
PHAB will both publish on its website and notify the Military Installation Department of Public
Health, the assigned DoD COR, and the Defense Public Health Accreditation Program
Management Team of any change in status of a health department that was accredited and has
lost its accreditation status. This public notification is part of PHAB’s commitment to
transparency. Because the public record previously indicated that those health departments
were accredited, it is necessary to clarify the health department’s current accreditation status.
If a health department that lost its accreditation status reapplies and becomes accredited, it
will no longer be listed as Not Accredited.
PHAB will not publish the Not Accredited status of health departments that have never been
accredited.
FOR MORE INFORMATION
For more information on
complaints
, visit phaboard.org/resources.
Step 6: Additional Reporting and Annual Reports
The submission of an Annual Report is required of all accredited health departments.
The purpose is to ensure accredited health departments remain in conformity with The Standards
and provide opportunities for additional engagement with PHAB to support advancing quality,
performance, and transformation. This is a vital part of PHAB’s ongoing accreditation process
that continues beyond accreditation notification and helps health departments prepare for
reaccreditation.
The Annual Report must be submitted to PHAB through e-PHAB. Additional guidance, such as
forms, instructions, and staff support will be provided to health departments as they prepare the
Annual
Report.
Process
The Annual Report is due to PHAB on the last day of the calendar year quarter in which the
health department received its most recent accreditation. If the health department needs
additional time, it can request an extension. (See Appendix 2: Extension Policy.)
As part of the Annual Report, health departments are required to report on each of the following if
it applies:
1.
Circumstances that would prevent the health department’s continued
conformity with The Standards;
2.
Progress related to specific measures required by the Accreditation Committee
(as described in the Step 5 section);
3.
Population health outcomes reporting; and
4.
Activities related to continuous improvement as required by PHAB, including
reporting on items identified as part of the Continued Advancement portion of
documentation submission.
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Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB staff will review the Annual Report and may take any or all of the following actions:
1.
Accept the Annual Report and provide feedback to the health department
(feedback will minimally include the specific measures, if any, the health
department is required to continue reporting in the following year);
2.
Engage public health professionals trained and vetted to conduct a review on
behalf of PHAB in reviewing and providing feedback
to the health department;
or
3.
Refer sections of the Annual report to the Accreditation Committee if the
health department has not demonstrated sufficient progress on measures
required for reporting or has circumstances that may impact the department’s
ability to continue conforming with The Standards
. The Accreditation Committee
may decide to take no action, may ask the health department for additional
information, may require another site visit, or may revoke accreditation.
If a health department does not submit an Annual Report or does not respond to the Committee’s
request for further information,
the Accreditation Committee reviews the health
department’s
accreditation status for a decision concerning the health department’s continued accreditation
status. The Committee may revoke accreditation. If an Annual Report is more than 3 months
past the due date, the health department is referred to the Accreditation Committee for
consideration of revocation of accreditation status.
FOR MORE INFORMATION
For more information on
Annual Reports
, including templates, visit phaboard.org/resources.
Step 7: Reaccreditation
Accreditation status is valid for 5 years from the date that the Accreditation Committee confers
accreditation. To maintain its accreditation status, the health department must apply for
reaccreditation by the deadline. The health department will receive notification from e-PHAB when
the reaccreditation Application is available. Five years after the date of its initial accreditation, the
health department will receive the reaccreditation Application notification via e-PHAB on the
first
calendar day of the calendar year quarter in which PHAB conferred the department’s initial
accreditation. PHAB must receive the Application for reaccreditation from the health department no
later than the
last
calendar day of the calendar year quarter in which the health department
received initial accreditation. (For example, if the health department received initial
accreditation in February 2020, the notification that the reaccreditation Application is available to
the health department will be sent via e-PHAB on January
1,
2025, and the Application will be due
no later than March 31, 2025.)
Health departments applying for subsequent rounds of reaccreditation will follow this same policy.
phaboard.org/resources
25
Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB
PHAB
PHAB
VII.
Appendices
APPENDIX
1:
PROCESS
MAP
7 Step Accreditation Process Initial Accreditation
Key terms: ACM=Accreditation Committee Members; HD=Health Department; SVT=Site Visit Team
1
PREPARATION
Health Department learns about PHAB.
HD
Health Department creates an account in PHAB’s
electronic systems.
HD
Health Department reviews accreditation education resources.
HD
Health Department attends live learning event (can happen before
or after submitting Readiness Assessment).
HD
Health Department submits Readiness Assessment.
HD
PHAB provides feedback on Readiness Assessment.
Health Department determines whether to apply for accreditation
or Pathways.
Health Department completes required on-demand courses.
HD
2
APPLICATION
Health Department submits Application.
HD
Within
1
year of starting
the PHAB Readiness
and Training process
PHAB determines if Application is complete. If not, the Health Department
must resubmit the Application.
3
DOCUMENTATION
SELECTION
& SUBMISSION
PHAB provides Health Department access to documentation submission
in e-PHAB
Health Department submits
documentation.
HD
Within 1 year of
gaining access in
e-PHAB
HD
HD
HD
HD
HD
HD
HD
HD
26
Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB
PHAB
PHAB
PHAB
PHAB
SVT
ACM
ACM
4
REVIEW
PHAB conducts Pre-Site Visit Review.
Health Department responds to Pre-site
Visit Review.
Within 45 days
PHAB assigns Site Visitors and schedules the
site visit.
Site Visit Team prepares for site visit.
Health Department and Site Visit Team participate in site visit.
HD
Site Visit Team reopens measures from site visit, as needed.
Health Department submits documentation
for reopened measures from site visit.
HD
Within 2 business days
of end of Site Visit
Site Visit Team finalizes Site Visit Report.
PHAB submits Site Visit Report to Accreditation Committee and
Health Department.
5
ACCREDITATION
DECISION
Accreditation Committee reviews Site Visit Report and determines if
Health Department is Accredited or if an ACAR is required.
If an ACAR is required, the Health Department
submits ACAR documentation.
Within 1 year
The Site Visit Team reviews documentation and submits the
ACAR Report to the Accreditation Committee for a final decision.
Accreditation Committee determines if Health Department is Accredited
and notifies the Health Department.
6
REPORTS
Health Department submits four cycles of
Annual Report to PHAB.
Due end of the quarter
each year
Annually, PHAB reviews each Annual Report and accepts it, requires
additional
reporting for the current or future year, or refers the report to
the Accreditation Committee.
7
REACCREDITATION
PHAB notifies Health Department of reaccreditation eligibility.
HD
HD
HD
HD
HD
SVT
SVT
27
Policy for National Military Installation Department of Public Health Initial Accreditation
APPENDIX
2:
MILITARY INSTALLATION
DEPARTMENT OF PUBLIC HEALTH
EXTENSION
POLICY
Process
If a health department will miss any PHAB deadline, they need to submit a written request for an
extension to their Accreditation Specialist (AS).
If the health department is requesting an extension of
90 days or fewer
,
4
it can be submitted via
email. The Health Department Chief/Director must either be the one sending the email or be cc’d
on the email.
If the extension is
greater than 90 days
,
4
the health department will need to complete the
application form (posted on the PHAB website) and email it to their Accreditation Specialist.
The Health Department Chief/Director must sign the application to indicate their agreement
with PHAB policies.
If the health department is applying for accreditation or is about to apply for accreditation and
they are requesting a cumulative extension of more than 90 days, there may be additional fees.
Associated fees are handled as part of the DoD contracting process managed by the Defense
Public Health Accreditation Program Management Team. Such extension requests must be
approved by the Defense Public Health Accreditation Program Management Team before being
submitted to PHAB.* Any costs associated with the extension may ultimately be the
responsibility of the requesting health department.
The fees* paid by the Defense Public Health Accreditation Program cover costs associated with maintaining e-
PHAB accounts; providing access to PHAB Accreditation Specialist support, PHAB webinars and educational
offerings; and continuing the accreditation status during the extension timeframe for accredited health
departments. If you have questions about the fees,* please contact the Defense Public Health Accreditation
Program Management Team at dha.apg.pub-health-a.list.ph-improvement-accred[email protected] and PHAB’s
Finance Office at a[email protected] or 703.778.4549 Ext 200.
Health departments can request extensions for accreditation process steps they are currently in or
will begin within 180 days. For a Pre-site Visit Review response, health departments can
request an
extension after their documentation has been submitted. Those extensions will go into effect on
the date the health department receives its reopened measures. Extensions for reaccreditation
Applications will go into effect on the date the Application opens in e-PHAB.
FOR MORE INFORMATION
To access the
extension request
form, visit phaboard.org/resources.
4
The 90 days addresses the cumulative amount of time the health department is requesting an extension for a given step in the process (e.g.,
application, documentation submission, response to pre-site visit review, ACAR, or Annual Report). In other words, if a health department
already requested and received a 60-day extension for that step in the process, and they would like to request an additional 45-day extension,
the application form is required.
*
As of this document’s publication, fees to apply for initial accreditation are centrally paid for by the DCPH-A/DHA for Military Installation
Departments of Public Health serving identified Army locations.
phaboard.org/resources
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Policy for National Military Installation Department of Public Health Initial Accreditation
APPENDIX 3: ACCREDITATION
APPEALS
PROCEDURES
Approved February 2022
Overview
These procedures specify the appeals process available to health departments once an
accreditation decision has been made. A health department may appeal only the following
accreditation decisions made by the Public Health Accreditation Board (PHAB)’s Accreditation
Committee: (1) denial of initial accreditation; (2) denial of reaccreditation; or (3) revocation of
accredited status.
The grounds for appeal are limited to the following:
(a)
The negative decision was the result of the misapplication of
PHAB’s accreditation procedures or standards; or
(b)
The negative decision is not supported by, and is contrary to, the
substantial evidence in the record.
The accreditation status of the health department shall remain unchanged pending the outcome
of a timely, properly filed appeal. These procedures are a formal, administrative process and are
designed to operate without the assistance of attorneys. However, any party may be represented
by an attorney with respect to an appeals procedure.
Initiating the Appeal
When a denial of accreditation/reaccreditation or a revocation of accreditation is communicated
to the health department as part of a Non-conformity Decision,
5
the letter of transmittal shall
advise the health department that the decision is appealable, and that the health department has
thirty (30) calendar days
6
to appeal. The letter of transmittal is both emailed and physically mailed
“receipt requested” to the Health Department Chief/Director. The thirty-day timeline for
responding begins on the date the letter of transmittal is received by the health department. If
the health department fails to initiate its appeal within thirty (30) days, the decision becomes
final and public. If the health department initiates the appeal process within the prescribed thirty
(30) days, the health department’s accreditation status remains as it was prior to the action
taken by the Accreditation Committee that is under appeal, pending disposition of the appeal.
The health department’s appeal must be made in writing and filed both electronically via email and
by physical mail to the attention of the President and Chief Executive Officer of PHAB and a copy
also submitted to the Defense Public Health Accreditation Program Manager. The appeal must
detail the grounds upon which it is based and identify relevant information in the health
department’s records already submitted to PHAB that supports its appeal. The health department
may not rely on any information or documentation unless that information and documentation
was submitted to PHAB as part of its initial accreditation/reaccreditation review or revocation
review, as applicable. No new information or documentation may be submitted through the appeal
process. The health department should include a specific reference to where the information or
documentation was previously provided in the accreditation process or revocation review.
5
Procedural decisions (i.e., determination of Not Accredited status because a health department failed to complete a step in t he process)
are not subject to appeal.
6
Unless otherwise specified, all days will be measured in calendar days not business days.
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Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB
Procedures
Upon receipt of the written appeal, PHAB’s President and CEO will notify the Chair of the PHAB Board
of Directors. Within five (5) business days, the Chair will then appoint an Appeals Panel made up
of three members of the Board, as well as two non-Board members. If the Chair of the PHAB Board
has a relationship with the health department making the appeal that might constitute a real or
perceived conflict of interest as defined by PHAB’s conflict of interest policy, the Chair will present
the potential conflict to the President and CEO who will decide whether a conflict of interest exists.
If the President and CEO determines that the Chair has a real or potential conflict of interest, the
Vice Chair of the PHAB Board of Directors will appoint the Appeals Panel.
Each panel member will be notified by the PHAB President and CEO that they have been appointed
to the Appeals Panel and asked to affirm that they have no conflict of interest with the appellant
health department as defined by the PHAB conflict of interest Policy.
Within five (5) business days of the final composition of the Appeals Panel, the PHAB President and
CEO shall provide the appellant health department with the following information:
The written appeals and hearing procedures;
The names and bios of the Panel members;
A list of at least three (3) potential dates for the appeal hearing that will be
conducted by the panel. The potential hearing dates shall be no fewer than
thirty (30) and no more than ninety (90) days from the date the information
is shared with the appellant health department;
The location of the appeals hearing and/or whether it will be conducted by
videoconference (to be determined in the sole discretion of the Appeals
Panel); and
Notification of the appeals fee. *
The PHAB President and CEO will request that the appellant health department:
Review the list of Appeals Panel members and declare whether the health
department reasonably perceives any conflicts of interest with any member
of the Panel;
Identify the names and roles of the health department’s staff who will attend
and participate in the appeals hearing, including whether the department
will be represented by legal counsel; and
Identify which of the proposed hearing dates are preferred by the health
department.
The appellant health department shall respond within five (5) business days to the PHAB President
and CEO.
If a conflict of interest is identified by either a member of the Appeals Panel or by the appellant
health department and such determination is reasonable as determined by those members of
the Appeals Panel not identified as having a conflict of interest, the member of the Appeals Panel
so identified will not participate in the appeal process, and a new Appeals Panel member will
be selected by the Chair of the PHAB Board of Directors and reviewed by the appellant health
department in an expeditious manner.
*
As of this document’s publication, fees to apply for accreditation are centrally paid for by the DCPH-A/DHA for Military Installation
Departments of Public Health serving Army locations.
30
Policy for National Military Installation Department of Public Health Initial Accreditation
The appellant health department shall pay a reasonable appeals fee as determined by the PHAB
Board of Directors and published in its fee schedule. Payment of half of the fee is expected at the
time the hearing is set, with final payment occurring at the close of the hearing process. The
fees for an appeal are not currently included in the DoD contract and should not be assumed to
be covered by the Defense Public Health Accreditation Program. The appellant health
department must coordinate directly with the Defense Public Health Accreditation Program
Manager to determine if and how appeals fees will be paid. The expense may ultimately be the
responsibility of the appellant health department.
Conducting the Appeal Hearing
The appeal hearing is an administrative hearing and is not conducted as a legal proceeding.
General rules of conduct are as follows:
1.
The hearing shall occur no later than ninety-five (95) days from the Appeals
Panel’s final composition, after conflicts of interest have been addressed.
Notification of the hearing date will be made to all parties concerned at least
thirty (30) days prior to the date of the hearing. The appellant health department
may amend its original written appeal statement submitted when it notified the
PHAB President and CEO of its appeal. If the department elects to provide an
amended statement, it must be provided to the Appeals Panel at least fifteen
(15) business days prior to the appeal hearing.
2.
The health department may request that the record considered by the
Accreditation Committee in reaching its decision be made available. The record
shall include, but is not necessarily limited to:
a.
Accreditation Committee Operational Procedures Manual applicable
at the time the negative decision was made by the Accreditation
Committee;
b.
Standards & Measures applicable at the time the negative decision
was made by the Accreditation Committee;
c.
Excerpts from the minutes of the Accreditation Committee meeting(s)
relevant to the decision being appealed by the health department;
d.
Relevant accreditation reports made by PHAB staff and peer reviewers
and responses to those reports by the health department; and
e.
Relevant written communications to and from PHAB staff and peer
reviewers and the health department regarding the Accreditation
Committee’s review, including any prior decision letters as applicable.
3.
Opportunity to appear before the Appeals Panel will be extended to three
representatives of the health department and its counsel. The health department
will have sixty (60) minutes to orally present its position. Thereafter, the Appeals
Panel will direct questions to and hear responses from the health department.
The health department will also be permitted to make a closing statement. A
written transcript will be made of the hearing.
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Policy for National Military Installation Department of Public Health Initial Accreditation
4.
Any additional rules of conduct for the hearing that are established by
the Appeals Panel Chair shall be provided to the health department and, as
appropriate, its counsel at least fifteen (15) business days prior to the appeal
hearing. If the health department has questions about or objects to any
additional rule(s) for the conduct of the hearing, it should make their questions
or objections known to the PHAB President and CEO immediately. The PHAB
President and CEO will seek to clarify and/or resolve all questions or objections
in an expeditious manner before the appeal hearing.
Appeals Panel Processes
1.
As soon as practical after being appointed, the Appeals Panel members
will convene and elect a Chair from among its members. The Appeals Panel
will be staffed by the PHAB President and CEO with additional staff as deemed
appropriate by the President and CEO.
2.
All sessions in which the Appeals Panel meets to organize its work, as well as
all deliberations of the Appeals Panel, will be conducted in executive session.
3.
The Appeals Panel may interview the Site Visit Team Chair, any PHAB staff, or
members of the Accreditation Committee, as they may deem appropriate, to
understand the background and process undertaken that led to the decision of
the Accreditation Committee being appealed.
4.
In reaching its decision, the Appeals Panel will consider the record before
the Accreditation Committee at the time it made its decision to deny or
revoke accredited status as applicable, the health department’s written
appeal statement, information gathered by the Appeals Panel itself, such as
interviews with Accreditation Committee members or PHAB staff members, any
presentation made by the health department at the hearing, and the health
department’s responses to questions asked by the Appeals Panel members
during the hearing.
5.
The Appeals Panel, on a majority vote, either affirms, amends, remands, or
reverses the Accreditation Committee decision being appealed. The Appeals
Panel shall issue a written decision including: a summary of relevant portions of
the Accreditation Committee’s decision; a summary of any relevant procedural
or factual findings made by the Appeals Panel; the Appeals Panel’s rulings and
decisions with respect to the matters under appeal; and the outcome and
resolution of the appeal. This written decision will be provided to the appellant
health department within ten (10) business days of the appeal hearing conducted
by the Appeals Panel.
If the Appeals Panel affirms the decision, the original Accreditation Committee decision becomes
final at that time.
If the Appeals Panel amends, reverses, or remands the decision, it shall provide written direction to
the President and CEO of its recommendations for implementation. PHAB staff will then implement
the Appeals Panel’s decision in a manner consistent with the directions of the Appeals Panel.
Implementation includes the ability to define the length of an accreditation term and any required
reporting or other conditions.
32
Policy for National Military Installation Department of Public Health Initial Accreditation
In the case of a decision to remand the matter to the Accreditation Committee for reconsideration,
the Appeals Panel will provide written recommendations to the Accreditation Committee and
shall discuss its findings with the Accreditation Committee. The Accreditation Committee shall
review the findings and recommendations of the Appeals Panel and reconsider the Accreditation
Committee’s initial decision taking into account the factors leading to the remand.
PHAB Procedures Post Appeal
1.
The Chair of the Appeals Panel will provide a written and verbal report on the
appeal and its resolution to the Accreditation Committee and to the Board of
Directors at their next, regularly scheduled meetings following the conclusion of
the appeals process.
2.
All decisions of the Appeals Panel are final and binding.
3.
If the Appeals Panel upholds denial of reaccreditation or revocation of
accreditation, the name of the health department will be removed from the
list of accredited health departments and notification of the removal will
appear on PHAB’s website. Additionally, PHAB staff will follow all other standard
communications protocols regarding accreditation decisions, such as
notification to the DoD COR and Defense Public Health Accreditation Program
Manager.
4.
PHAB will not release the details of the appeals hearing and relevant
documentation to any entity other than the appellate health department, unless
legally required.
5.
PHAB reserves the right to utilize de-identified data from an appeal for its
organizational quality improvement purposes.
33
Policy for National Military Installation Department of Public Health Initial Accreditation
APPENDIX 4: COMPLAINT POLICY
AND
PROCEDURES
Approved February 2022
Background
To maintain the overall credibility of the national public health accreditation process, the Public
Health Accreditation Board (PHAB) uses information from various sources to monitor the sustained
capacity and quality of the health departments that it accredits. Therefore, PHAB has established
policies and procedures for receiving and addressing written complaints about an accredited
health department.
Policy
PHAB accepts only written complaints about an accredited health department that are specific to
a possible lack of conformity with PHAB Standards & Measures under which the health department
was accredited or reaccredited. PHAB does not address complaints or disputes between individuals
and health departments; environmental conditions or hazards; professional licensing or practice;
or any state, local, DoD or Tribal regulations. PHAB does not mediate disputes between the
accredited health department and any party.
Procedures
Complaints must be made by either email or U.S. mail addressed to PHAB’s President & CEO. Before
filing a complaint with PHAB, the person or persons intending to file a complaint (the Complainant)
must use and exhaust the administrative procedures available to them through the accredited
health department. A complaint must be filed in writing on the PHAB complaint form, available
at https://phaboard.org/complaints/. The Complainant must specify the health department (the
Respondent) and the accreditation measure(s) with which the Respondent is purportedly out
of conformity. The Complainant should provide a brief narrative explaining the background and
context of the complaint. In addition to the complaint form and brief narrative, the Complainant
must provide evidence (copies of letters or emails) substantiating that administrative remedies
made available by the Respondent to address complaints have been pursued and exhausted.
Once PHAB receives a properly filed complaint, the following procedures will be followed.
1.
Within five (5) business days, the PHAB President & CEO, or their designated
representative, will respond in writing to the Complainant to acknowledge
receiving the complaint. In the acknowledgement communication, the President
& CEO, or their designated representative, may request more information from
the Complainant; dismiss the complaint as being outside of PHAB’s complaint
policy; or accept the complaint for further review and adjudication.
2.
Within five (5) business days of accepting the complaint for further review
and adjudication, PHAB’s President & CEO, or their designated representative,
will notify in writing the Health Department Chief/Director and the
Accreditation
Coordinator of the Respondent that the Respondent is the subject
of a complaint.
A copy of the complaint and supporting documentation will be
shared with the
Respondent, the
DoD COR, and Defense Public Health
Accreditation Program Manager. The Respondent must respond in writing to the
34
Policy for National Military Installation Department of Public Health Initial Accreditation
PHAB President & CEO
and address the substance of the complaint within
twenty (20) business days
of receiving notice and a copy of the complaint and
supporting documentation.
3.
Concurrent with notifying the Respondent, the President & CEO, or their
designated representative, will notify the PHAB Board Chair that a complaint has
been received and provide to the Chair a copy of the complaint and supporting
documentation. The Board Chair and the President & CEO will confer and select
up to two (2) additional members of the PHAB Board that have no conflicts of
interest with the Respondent or the Complainant to serve with them as an ad
hoc panel to review the complaint with them.
4.
Within ten (10) business days of the receipt of the health department’s written
response, the Board Chair will convene the ad hoc panel to review the complaint.
The ad hoc panel will review all the materials provided both by the Complainant
and the Respondent and take one or more of the following actions:
Dismiss the complaint based on the evidence received. Dismissal will
result in no change to the Respondent’s accreditation status.
Determine that further investigation of the complaint is warranted.
If the ad hoc panel makes this determination, trained PHAB peer
reviewers (the Peer Reviewers) who, if possible, have previously
reviewed the Respondent for its initial or reaccreditation application(s)
will be requested to review the Respondent for conformity with the
specific standard(s) and measure(s) cited in the complaint. The Peer
Reviewers will conduct their review in a timely fashion so that it is
completed within sixty (60) days of the ad hoc panel’s request. The
Peer Reviewers will be assisted by PHAB’s Director of Accreditation and
may request additional documentation and/or conduct necessary
interviews with the Respondent’s relevant personnel and/or the
Complainant, either in person or by videoconference, to adequately
assess the Respondent’s conformity with the specific standard(s)
and measure(s) cited in the complaint. The Peer Reviewers will
summarize their findings in a written report to the ad hoc panel and
may be requested to discuss their findings with the ad hoc panel at
the discretion of the PHAB Board Chair and/or President & CEO.
5.
Within five (5) business days of receiving the written report from the Peer
Reviewers, the ad hoc panel will convene and take one of the following actions:
Dismiss the complaint based on the evidence received and the peer
review. This will result in no change to the Respondent’s accreditation
status.
Conduct additional interviews with the Respondent’s relevant personnel
and/or the Complainant through convening a hearing via video
conference. If the ad hoc panel chooses this option, it must notify the
Complainant and the Respondent of its decision to do so in writing.
35
Policy for National Military Installation Department of Public Health Initial Accreditation
The ad hoc panel shall explain that the hearing is not an adversarial
proceeding but one that is seeking additional information or
clarification of information received through the Peer Reviewers. The
hearing must be conducted within twenty (20) business days of the
notification being provided to the Complainant and the Respondent.
6.
If the Respondent does not provide a written response (step 2) or participate
in any required further investigation (step 4 or 5), the ad hoc panel will document
the Respondent’s lack of cooperation in its report (step 7). The Respondent may
request an extension of up to fifteen (15) business days from the ad hoc panel
to respond to the ad hoc panel’s request(s) if the Respondent is dealing with
a public health emergency or other significant event outside of its control that
directly impacts its ability to provide a written response to the complaint in a
timely manner. The PHAB Board Chair and/or President & CEO shall grant or deny
the extension request in their sole discretion.
7.
At the conclusion of its fact-finding process (outlined in steps 4 and 5 above),
the ad hoc panel will summarize its findings in a written report along with either
its dismissal of the complaint or its recommendations for further actions. The
report will be addressed to the PHAB Accreditation Committee in a timely fashion
so the Accreditation Committee can deliberate and act on the report at its next
regularly scheduled meeting.
Final Resolution of the Complaint:
The report from the ad hoc panel will be reviewed and deliberated upon by the Accreditation
Committee at its next regularly scheduled meeting. The Accreditation Committee shall be the final
decision-making body for all complaints. Based on the Accreditation Committee’s deliberations,
the following actions may be taken:
1.
Continue the accreditation status of the Respondent without change;
2.
Continue the accreditation status of the Respondent but require the Respondent
in its
next annual report(s) to detail its remediation efforts and compliance with the
specific standard(s) and measure(s) identified by the Accreditation
Committee as
being deficient to maintain the Respondent’s accreditation status,
or, in the case of a
Respondent in its fourth year of an accreditation status, in the Respondent’s
application for reaccreditation;
3.
Place the Respondent on probation for a period not to exceed twelve (12) months
during which time specific follow-up actions, such as regular reporting or a repeat
peer review will be required, and the Respondent’s probationary status will be noted
on the PHAB website during the probationary period; or
4.
Revoke the Respondent’s accreditation.
The Complainant and the Respondent will be advised of the Accreditation Committee’s decision
on the complaint, a summary of the process taken to investigate the complaint, and a summary
of the findings of the investigation within ten (10) business days of the Accreditation Committee’s
decision. No other materials related to the complaint will be provided to the Complainant.
36
Policy for National Military Installation Department of Public Health Initial Accreditation
All complaints that result in the naming of an ad hoc panel for investigation, and their associated
outcomes, will be reported to the full Board of Directors quarterly.
Complaints, and all associated documentation, will be maintained in PHAB records associated
with the Respondent for the remainder of that Respondent’s accreditation cycle, or no longer than
five years.
PHAB will not publicly release the complaints received nor the results of the complaint assessments
except as they may be compelled to do so by legal process. De-identified complaint data may
be used by PHAB to inform its efforts to improve its services and those of accredited health
departments.
Policy for
National
Military Installation
Department of Public
Health Initial
Accreditation
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